Sec Form 5 Filing - Diamond Lawrence M. @ Mitesco, Inc. - 2020-12-31

Insider filing report for Changes in Beneficial Ownership
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FORM 5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Diamond Lawrence M.
2. Issuer Name and Ticker or Trading Symbol
Mitesco, Inc. [ MITI]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Chief Executive Officer
(Last) (First) (Middle)
601 CARLSON PARKWAY, SUITE 1050
3. Date of Earliest Transaction (MM/DD/YY)
12/31/2020
(Street)
MINNETONKA, MN55305
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/30/2019 P V 570,000 A $ 0.0272 570,000 D
Common Stock ( 1 ) 10/01/2019 A V 1,000,000 A 1,570,000 D
Common Stock ( 2 ) 10/04/2019 A V 1,000,000 A 2,570,000 D
Common Stock 10/25/2019 P V 100,000 A $ 0.026 2,670,000 D
Common Stock 10/31/2019 P V 100,000 A $ 0.019 2,770,000 D
Common Stock 11/08/2019 P V 74,588 A $ 0.025 2,844,588 D
Common Stock 11/11/2019 P V 125,412 A $ 0.021 2,970,000 D
Common Stock 11/25/2019 P V 30,000 A $ 0.039 3,000,000 D
Common Stock 01/23/2020 P V 100,000 A $ 0.0299 3,100,000 D
Common Stock 02/26/2020 P V 171,324 A $ 0.04 3,271,324 D
Common Stock 07/21/2020 P V 100,000 A $ 0.07 3,371,324 D
Common Stock 08/28/2020 P V 100,000 A $ 0.032 3,471,324 D
Preferred X Stock, $25.00, 10% 12/31/2019 P V 2,000 A $ 25 2,000 D
Common Stock ( 1 ) ( 2 ) 12/31/2020 P V 164,047 A $ 0.03 3,635,371 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Director, Employee, & Consultant Stock Option ( 2 ) $ 0.03 02/27/2020 A V 1,500,000 12/31/2020 02/27/2030 Common Stock 1,500,000 $ 0 1,500,000 D
Director, Employee, & Consultant Stock Option ( 2 ) $ 0.03 12/31/2020 A V 2,500,000 12/31/2020 12/31/2030 Common Stock 2,500,000 $ 0 2,500,000 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Diamond Lawrence M.
601 CARLSON PARKWAY
SUITE 1050
MINNETONKA, MN55305
X Chief Executive Officer
Signatures
/s/ Lawrence M. Diamond 01/28/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )On December 31, 2020, Lawrence Diamond received 164,047 shares of the Company's common stock for interest in the amount of $5000.00 which he was owed from his ownership 2,000 shares of the Series X Preferred Shares.
( 2 )The amount reflected as beneficially held by Issuer's Chief Executive Officer and Larry Diamond consists of (i) 3,635,371 shares of the Common Stock, (ii) options to purchase 2,500,000shares of the Common Stock, and (iii) 2,000 shares of the Issuer's Series X Preferred Stock which entitle him to 20,000 votes per share or an aggregate of 40,000,000 votes. As a result, Mr. Diamond holds 46,135,371 votes representing 21.53% of the votes on all matters submitted to a vote of the Issuer's common stockholders.

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