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Sec Form 4 Filing - SCHOTTENSTEIN ROBERT H @ M/I HOMES Inc - 2021-02-04

  1. About Form 4 Filing: Every director, officer or owner of more than ten percent of a class of equity securities registered under Section 12 of the '34 Act must file with the U.S. Securities and Exchange Commission (SEC) a statement of ownership regarding such security. The initial filing is on Form 3 and changes are reported on Form 4. The Annual Statement of beneficial ownership of securities is on Form 5. The forms contain information on the reporting person's relationship to the company and on purchases and sales of such equity securities.
  2. Form 4 is stored in SEC's EDGAR database. EDGAR is Electronic Data Gathering, Analysis and Retrieval System. It is a registered trademark of the SEC.

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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person *
SCHOTTENSTEIN ROBERT H
2. Issuer Name and Ticker or Trading Symbol
M/I HOMES, INC. [ MHO]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Chairman, CEO & President
(Last)
(First)
(Middle)
4131 WORTH AVE., SUITE 500
3. Date of Earliest Transaction (MM/DD/YY)
02/04/2021
(Street)
COLUMBUS, OH43219
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City)
(State)
(Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Shares 02/04/2021 M 16,500 A $ 16.85 78,864 D ( 1 )
Common Shares 02/04/2021 M 16,500 A $ 23.34 95,364 D ( 1 )
Common Shares 02/04/2021 M 19,200 A $ 31.93 114,564 D ( 1 )
Common Shares 02/04/2021 M 19,200 A $ 27.62 133,764 D ( 1 )
Common Shares 02/04/2021 S 11,248 D $ 50 122,516 D ( 1 )
Common Shares 02/04/2021 S 17,400 D $ 50.005 105,116 D ( 1 )
Common Shares 02/04/2021 S 300 D $ 50.01 104,816 D ( 1 )
Common Shares 02/04/2021 S 16,500 D $ 50.015 88,316 D ( 1 )
Common Shares 02/04/2021 S 400 D $ 50.02 87,916 D ( 1 )
Common Shares 02/04/2021 S 1,000 D $ 50.025 86,916 D ( 1 )
Common Shares 02/04/2021 S 500 D $ 50.03 86,416 D ( 1 )
Common Shares 02/04/2021 S 2,600 D $ 50.035 83,816 D ( 1 )
Common Shares 02/04/2021 S 520 D $ 50.04 83,296 D ( 1 )
Common Shares 02/04/2021 S 4,300 D $ 50.05 78,996 D ( 1 )
Common Shares 02/04/2021 S 1,200 D $ 50.055 77,796 D ( 1 )
Common Shares 02/04/2021 S 300 D $ 50.06 77,496 D ( 1 )
Common Shares 02/04/2021 S 600 D $ 50.07 76,896 D ( 1 )
Common Shares 02/04/2021 S 200 D $ 50.095 76,696 D ( 1 )
Common Shares 02/04/2021 S 2,300 D $ 50.1 74,396 D ( 1 )
Common Shares 02/04/2021 S 200 D $ 50.11 74,196 D ( 1 )
Common Shares 02/04/2021 S 300 D $ 50.13 73,896 D ( 1 )
Common Shares 02/04/2021 S 100 D $ 50.14 73,796 D ( 1 )
Common Shares 02/04/2021 S 600 D $ 50.145 73,196 D ( 1 )
Common Shares 02/04/2021 S 2,396 D $ 50.15 70,800 D ( 1 )
Common Shares 02/04/2021 S 600 D $ 50.16 70,200 D ( 1 )
Common Shares 02/04/2021 S 200 D $ 50.165 70,000 D ( 1 )
Common Shares 02/04/2021 S 100 D $ 50.17 69,900 D ( 1 )
Common Shares 02/04/2021 S 1,073 D $ 50.18 68,827 D ( 1 )
Common Shares 02/04/2021 S 300 D $ 50.185 68,527 D ( 1 )
Common Shares 02/04/2021 S 2,805 D $ 50.19 65,722 D ( 1 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Option to Purchase Common Shares $ 16.85 02/04/2021 M 16,500 ( 2 ) 02/16/2026 Common Shares 16,500 $ 0 0 D ( 1 )
Option to Purchase Common Shares $ 23.34 02/04/2021 M 16,500 ( 2 ) 02/08/2027 Common Shares 16,500 $ 0 16,500 D ( 1 )
Option to Purchase Common Shares $ 31.93 02/04/2021 M 19,200 ( 2 ) 02/15/2028 Common Shares 19,200 $ 0 38,400 D ( 1 )
Option to Purchase Common Shares $ 27.62 02/04/2021 M 19,200 ( 3 ) 02/19/2029 Common Shares 19,200 $ 0 76,800 D ( 1 )
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
SCHOTTENSTEIN ROBERT H
4131 WORTH AVE., SUITE 500
COLUMBUS, OH43219
X Chairman, CEO & President
Signatures
/s/Phillip G. Creek, Attorney-in-fact for Robert H. Schottenstein 02/08/2021
** Signature of Reporting Person Date
Explanation of Responses:
( 1 )The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The Spouse of the reporting person beneficialy owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.
( 2 )The options described on this line vested on December 31, 2020.
( 3 )The options described on this line vested February 19, 2020.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.