Sec Form 4 Filing - Olin John A @ HARLEY-DAVIDSON, INC. - 2020-11-09

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Olin John A
2. Issuer Name and Ticker or Trading Symbol
HARLEY-DAVIDSON, INC. [ HOG]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
_____ Officer (give title below) X __ Other (specify below)
Former SVP & CFO
(Last) (First) (Middle)
7700 N. CLUB CIRCLE
3. Date of Earliest Transaction (MM/DD/YY)
11/09/2020
(Street)
FOX POINT, WI53217
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/09/2020 S( 1 ) 13,500 D $ 36.34 78,502 D
Common Stock 11/09/2020 S( 1 ) 2,901 D $ 33.5106 ( 2 ) 75,601 D
Common Stock 11/09/2020 S( 1 ) 63,476 D $ 33.9912 ( 3 ) 12,125 D
Common Stock 11/09/2020 S( 1 ) 12,125 D $ 34.9373 ( 4 ) 0 D
Common Stock 947.8999 I by 401(k)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (right to buy) ( 5 ) $ 41.33 02/09/2012( 6 ) 02/09/2021 Common Stock 13,059 13,059 D
Stock Option (right to buy) ( 5 ) $ 45.32 02/06/2013( 6 ) 02/06/2022 Common Stock 20,194 20,194 D
Stock Option (right to buy) ( 5 ) $ 51.78 02/04/2014( 6 ) 02/04/2023 Common Stock 22,825 22,825 D
Stock Option (right to buy) ( 7 ) $ 62.33 02/04/2015( 6 ) 07/09/2023 Common Stock 22,726 22,726 D
Stock Option (right to buy) ( 7 ) $ 63.49 02/03/2016( 6 ) 07/09/2023 Common Stock 25,453 25,453 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Olin John A
7700 N. CLUB CIRCLE
FOX POINT, WI53217
Former SVP & CFO
Signatures
/s/ John A. Olin 11/11/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The Reporting Person's sale of the issuer's Common Stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 13,500 shares, with the Reporting Person's May 13, 2020 purchase of 13,500 shares of the issuer's Common Stock at an average weighted price of $19.0203 per share. However, the Reporting Person previously disgorged to the issuer profits on the May 13, 2020 purchase of 13,500 shares of the issuer's Common Stock that were matchable to a sale of the issuer's Common Stock that occurred on November 26, 2019 at prices ranging from $37.04 to $37.185. Because the transactions reported herein occurred at prices lower than $37.04, these transactions did not generate any additional profits subject to disgorgement to the issuer.
( 2 )The reported price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.46 to $33.57 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote.
( 3 )The reported price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from per $33.58 to $34.57 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote.
( 4 )The reported price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.58 to $35.57 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote.
( 5 )Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan
( 6 )All options are currently exercisable
( 7 )Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan

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