Sec Form 4 Filing - TAPLIN FRANK E JR @ NACCO INDUSTRIES INC - 2003-10-15

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
TAPLIN FRANK E JR
2. Issuer Name and Ticker or Trading Symbol
NACCO INDUSTRIES INC [ NC]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
_____ Officer (give title below) X __ Other (specify below)
Group Member/Dir Emeritus
(Last) (First) (Middle)
NACCO INDUSTRIES INC, 5875 LANDERBROOK DR
3. Date of Earliest Transaction (MM/DD/YY)
10/15/2003
(Street)
MAYFIELD HEIGHTS, OH44124
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock ( 2 ) 10/15/2003 J( 1 ) 309,150 D 0 D
Class A Common Stock ( 2 ) 10/15/2003 J( 1 ) 14,000 D 0 I ( 4 ) By Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Stock ( 2 ) $ 0 10/15/2003 J( 1 ) 284,728 10/15/2003 10/15/2003 Class A Common Stock 284,728 ( 3 ) 0 D
Class B Common Stock ( 2 ) ( 3 ) 10/15/2003 J( 1 ) 7,000 10/15/2003 ( 3 ) Class A Common Stock 284,728 ( 3 ) 0 I By Trust ( 4 )
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
TAPLIN FRANK E JR
NACCO INDUSTRIES INC
5875 LANDERBROOK DR
MAYFIELD HEIGHTS, OH44124
Group Member/Dir Emeritus
Signatures
Charles A. Bittenbender/Attorney-in-fact 10/15/2003
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Reporting Person died in May of 2003. Reporting Person's spouse became trustee of this trust effective upon the death of the Reporting Person.
( 2 )As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement"), the Reporting Person disclaims beneficial ownership of any such shares of Stock owne4d by any other signatory to the Agreement.
( 3 )This was a transfer of shares. No price associated with this transaction.
( 4 )Reversionary interest in shares held by Trust dated 12/18/63 for the benefit of Elizabeth E. Brown.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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