Sec Form 3 Filing - Oroho Steven Vincent Jr @ DLH Holdings Corp. - 2026-07-01

Insider filing report for Changes in Beneficial Ownership
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
FORM 3
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Expires: November 30, 2011
Estimated average burden hours per response... 0.5
1. Name and Address of Reporting Person
Oroho Steven Vincent Jr
2. Issuer Name and Ticker or Trading Symbol
DLH Holdings Corp. [ DLHC]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Chief Financial Officer
(Last) (First) (Middle)
3565 PIEDMONT RD NE, BUILDING 3; SUITE 700
3. Date of Earliest Transaction (MM/DD/YY)
07/01/2026
(Street)
ATLANTA, GA30305
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 42,595 ( 1 ) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option $ 5.25 ( 2 ) 01/11/2029 Common Stock 25,000 D
Employee Stock Option $ 10.05 ( 3 ) 12/15/2030 Common Stock 25,000 D
Employee Stock Option $ 10.75 ( 4 ) 07/30/2031 Common Stock 25,000 D
Employee Stock Option $ 11.08 ( 5 ) 08/31/2033 Common Stock 35,000 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Oroho Steven Vincent Jr
3565 PIEDMONT RD NE
BUILDING 3; SUITE 700
ATLANTA, GA30305
Chief Financial Officer
Signatures
/s/ Steven V. Oroho, Jr. 07/06/2026
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Includes 38,095 time-based restricted stock units granted under the reporting person's employment offer letter dated June 30, 2026 pursuant to the Company's 2025 Equity Incentive Plan, as amended. Each restricted stock unit represents a contingent right to receive one share of common stock and vests in full on June 30, 2029, provided that the reporting person remains in the employment of the Company as of such date.
( 2 )The option became exercisable on January 26, 2021.
( 3 )The option became exercisable on October 22, 2021.
( 4 )The option became exercisable on November 8, 2021.
( 5 )Fifty percent of the shares issuable under this option became exercisable on November 24, 2023. The remainder of the option will vest upon the satisfaction of vesting conditions.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.