Sec Form 3 Filing - West Kenneth J @ HONEYWELL INTERNATIONAL INC - 2024-01-01

Insider filing report for Changes in Beneficial Ownership
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FORM 3
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
West Kenneth J
2. Issuer Name and Ticker or Trading Symbol
HONEYWELL INTERNATIONAL INC [ -]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
President and CEO, ESS
(Last) (First) (Middle)
855 S. MINT STREET
3. Date of Earliest Transaction (MM/DD/YY)
01/01/2024
(Street)
CHARLOTTE, NC28202
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Options (right to buy) $ 154.22 02/26/2023( 1 ) 02/25/2029( 1 ) Common Stock 813 D
Employee Stock Options (right to buy) $ 180.92 02/14/2024( 2 ) 02/13/2030( 2 ) Common Stock 1,946 D
Employee Stock Options (right to buy) $ 202.72 02/12/2025( 3 ) 02/11/2031( 3 ) Common Stock 2,856 D
Employee Stock Options (right to buy) $ 189.72 02/11/2026( 4 ) 02/10/2032( 4 ) Common Stock 4,324 D
Employee Stock Options (right to buy) $ 194.31 02/23/2027( 5 ) 02/22/2033( 5 ) Common Stock 4,034 D
Restricted Stock Units ( 7 ) ( 6 ) ( 6 ) Common Stock 535 D
Restricted Stock Units ( 7 ) ( 8 ) ( 8 ) Common Stock 1,426 D
Restricted Stock Units ( 7 ) ( 9 ) ( 9 ) Common Stock 480 D
Restricted Stock Units ( 7 ) ( 10 ) ( 10 ) Common Stock 1,252 D
Restricted Stock Units ( 7 ) ( 11 ) ( 11 ) Common Stock 1,831 D
Restricted Stock Units ( 7 ) ( 12 ) ( 12 ) Common Stock 732 D
Restricted Stock Units ( 7 ) ( 13 ) ( 13 ) Common Stock 876 D
Restricted Stock Units ( 7 ) ( 14 ) ( 14 ) Common Stock 2,748 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
West Kenneth J
855 S. MINT STREET
CHARLOTTE, NC28202
President and CEO, ESS
Signatures
Su Ping Lu for Kenneth J. West 01/11/2024
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The Employee Stock Options were granted under the 2016 Stock Incentive Plan with all units fully vested.
( 2 )The Employee Stock Options were granted under the 2016 Stock Incentive Plan with 973 units fully vested and 973 options vesting on February 12, 2024.
( 3 )The Employee Stock Options were granted under the 2016 Stock Incentive Plan with 1,428 units fully vested and 714 units vesting on both February 12, 2024 and February 12, 2025.
( 4 )The Employee Stock Options were granted under the 2016 Stock Incentive Plan with 1,081 options fully vested and 1,081 vesting on each of February 11, 2024, February 11, 2025 and February 11, 2026.
( 5 )The Employee Stock Options were granted under the 2016 Stock Incentive Plan with 1,076 options vesting on each of February 23, 2024, February 23, 2025, February 23, 2026 and February 23, 2027.
( 6 )The Restricted Stock Units were granted under the 2016 Stock Incentive Plan with all units vesting on July 25, 2025.
( 7 )Instrument converts to common stock on a one-for-one basis.
( 8 )The Restricted Stock Units were granted under the 2016 Stock Incentive Plan with 702 units vesting on July 30, 2024 and 723 units vesting on July 30, 2026.
( 9 )The Restricted Stock Units were granted under the 2016 Stock Incentive Plan with all units vesting on February 12, 2024.
( 10 )The Restricted Stock Units were granted under the 2016 Stock Incentive Plan with 616 units vesting on July 29, 2025 and 636 units vesting on July 29, 2027.
( 11 )The Restricted Stock Units were granted under the 2016 Stock Incentive Plan with 915 units vesting on February 11, 2025 and 916 units vesting on February 11, 2027.
( 12 )The Restricted Stock Units were granted under the 2016 Stock Incentive Plan with all units vesting on February 11, 2025.
( 13 )The Restricted Stock Units were granted under the 2016 Stock Incentive Plan with all units vesting on February 23, 2026.
( 14 )The Restricted Stock Units were granted under the 2016 Stock Incentive Plan with 916 units vesting on each of October 2, 2025, October 2, 2026 and October 2, 2027.

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