Sec Form 4 Filing - Koutsaftes George @ HONEYWELL INTERNATIONAL INC - 2022-07-30

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Koutsaftes George
2. Issuer Name and Ticker or Trading Symbol
HONEYWELL INTERNATIONAL INC [ HON]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
President and CEO, SPS
(Last) (First) (Middle)
855 S. MINT STREET
3. Date of Earliest Transaction (MM/DD/YY)
07/30/2022
(Street)
CHARLOTTE, NC28202
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 07/30/2022 M 1,360 A 11,344 D
Common Stock 07/30/2022 F 697 D $ 191 10,647 D
Common Stock 11/18/2022 M 6,301 A $ 66.43( 2 ) 16,948 D
Common Stock 11/18/2022 F 4,185 D $ 214.1694( 3 ) 12,763 D
Common Stock 11/18/2022 S 5,420 D $ 214.1694( 3 ) 7,343 D
Common Stock 1,978.114 I Held in 401(k) plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Co de
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units ( 1 ) 07/30/2022 M 1,360( 4 ) ( 5 ) ( 5 ) Common Stock 1,360( 4 ) $ 0 2,662( 6 ) D
Stock Option (Right to Buy) $ 66.43( 2 ) 11/18/2022 M 6,301( 2 ) 02/27/2017( 7 ) 02/26/2023( 7 ) Common Stock 6,301( 2 ) $ 0 0 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Koutsaftes George
855 S. MINT STREET
CHARLOTTE, NC28202
President and CEO, SPS
Signatures
Su Ping Lu for George Koutsaftes 11/22/2022
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Instrument converts to common stock on a one-for-one basis.
( 2 )All options held by the Reporting Person have been adjusted to increase the number of shares and reduce the exercise price in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.
( 3 )The price reported in this column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $214.13 to $214.21, inclusive. The Reporting Person undertakes to provide to Honeywell International Inc., any security holder of Honeywell International Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
( 4 )Includes the reinvestment of dividend equivalents into 49 additional restricted stock units.
( 5 )The Restricted were granted under the 2016 Stock Incentive Plan with 1,311 units vesting on July 30, 2022; 1,311 units vesting on July 30, 2024 and 1,351 units vesting on July 30, 2026. Amounts exclude reinvestment of dividend equivalents during the vesting period.
( 6 )Excludes reinvestment of dividend equivalents during the vesting period.
( 7 )The stock options were granted under the 2011 Stock Incentive Plan and vested in four equal annual installments, with the first installment vesting on February 27, 2014.

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