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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(
e.g.
, puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
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3. Transaction Date (MM/DD/YY)
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3A. Deemed Execution Date, if any (MM/DD/YY)
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4. Transaction Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
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6. Date Exercisable and Expiration Date
(MM/DD/YY)
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7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
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11. Nature of Indirect Beneficial Ownership
(Instr. 4)
|
Code
|
V
|
(A)
|
(D)
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Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Call Options (right to buy) |
$
17.5 |
04/09/2020 |
|
S |
|
|
221 |
03/02/2020 |
04/17/2020 |
Common Stock $0.01 par value |
22,100 |
$
2.8972 |
1,995 |
I |
See Footnote (
2
) |
Call Options (right to buy) |
$
17.5 |
04/09/2020 |
|
S |
|
|
22 |
03/02/2020 |
04/17/2020 |
Common Stock $0.01 par value |
2,200 |
$
2.8972 |
198 |
I |
See Footnote (
3
) |
Call Options (right to buy) |
$
17.5 |
04/09/2020 |
|
S |
|
|
178 |
03/02/2020 |
04/17/2020 |
Common Stock $0.01 par value |
17,800 |
$
2.8972 |
1,598 |
I |
See Footnote (
4
) |
Call Options (right to buy) |
$
17.5 |
04/09/2020 |
|
S |
|
|
13 |
03/02/2020 |
04/17/2020 |
Common Stock $0.01 par value |
1,300 |
$
2.8972 |
115 |
I |
See Footnote (
5
) |
Call Options (right to buy) |
$
17.5 |
04/09/2020 |
|
S |
|
|
162 |
03/02/2020 |
04/17/2020 |
Common Stock $0.01 par value |
16,200 |
$
2.8972 |
1,462 |
I |
See Footnote (
6
) |
Call Options (right to buy) |
$
17.5 |
04/09/2020 |
|
S |
|
|
154 |
03/02/2020 |
04/17/2020 |
Common Stock $0.01 par value |
15,400 |
$
2.8972 |
1,382 |
I |
See Footnote (
7
) |
Put Option (right to sell) |
$
25 |
04/09/2020 |
|
P |
|
369 |
|
04/09/2020 |
04/17/2020 |
Common Stock $0.01 par value |
36,900 |
$
5.0587 |
369 |
I |
See Footnotes (
2
) (
8
) |
Put Option (right to sell) |
$
25 |
04/09/2020 |
|
P |
|
6 |
|
04/09/2020 |
04/17/2020 |
Common Stock $0.01 par value |
600 |
$
5.0587 |
6 |
I |
See Footnotes (
3
) (
8
) |
Put Option (right to sell) |
$
25 |
04/09/2020 |
|
P |
|
375 |
|
04/09/2020 |
04/17/2020 |
Common Stock $0.01 par value |
37,500 |
$
5 |
375 |
I |
See Footnotes (
4
) (
8
) |
Put Option (right to sell) |
$
25 |
04/09/2020 |
|
P |
|
28 |
|
04/09/2020 |
04/17/2020 |
Common Stock $0.01 par value |
2,800 |
$
5 |
28 |
I |
See Footnotes (
5
) (
8
) |
Call Options (right to buy) |
$
17.5 |
04/13/2020 |
|
S |
|
|
849 |
03/02/2020 |
04/17/2020 |
Common Stock $0.01 par value |
84,900 |
$
1.8169 |
1,146 |
I |
See Footnote (
2
) |
Call Options (right to buy) |
$
17.5 |
04/13/2020 |
|
S |
|
|
84 |
03/02/2020 |
04/17/2020 |
Common Stock $0.01 par value |
8,400 |
$
1.8169 |
114 |
I |
See Footnote (
3
) |
Call Options (right to buy) |
$
17.5 |
04/13/2020 |
|
S |
|
|
681 |
03/02/2020 |
04/17/2020 |
Common Stock $0.01 par value |
68,100 |
$
1.8169 |
917 |
I |
See Footnote (
4
) |
Call Options (right to buy) |
$
17.5 |
04/13/2020 |
|
S |
|
|
49 |
03/02/2020 |
04/17/2020 |
Common Stock $0.01 par value |
4,900 |
$
1.8169 |
66 |
I |
See Footnote (
5
) |
Call Options (right to buy) |
$
17.5 |
04/13/2020 |
|
S |
|
|
623 |
03/02/2020 |
04/17/2020 |
Common Stock $0.01 par value |
62,300 |
$
1.8169 |
839 |
I |
See Footnote (
6
) |
Call Options (right to buy) |
$
17.5 |
04/13/2020 |
|
S |
|
|
589 |
03/02/2020 |
04/17/2020 |
Common Stock $0.01 par value |
58,900 |
$
1.8169 |
793 |
I |
See Footnote (
7
) |
|
|