Sec Form 4 Filing - ROBO JAMES L @ NEXTERA ENERGY INC - 2020-10-29

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
ROBO JAMES L
2. Issuer Name and Ticker or Trading Symbol
NEXTERA ENERGY INC [ NEE]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
X __ Officer (give title below) X __ Other (specify below)
Chairman, President & CEO/Director of Sub
(Last) (First) (Middle)
C/O NEXTERA ENERGY, INC., 700 UNIVERSE BLVD.
3. Date of Earliest Transaction (MM/DD/YY)
10/29/2020
(Street)
JUNO BEACH, FL33408
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 10/29/2020 M( 1 ) 165,860 A $ 18.125 1,390,660 ( 2 ) ( 3 ) ( 4 ) D
Common Stock 10/29/2020 S( 5 ) 67,954 D $ 73.718 ( 6 ) 1,322,706 ( 2 ) ( 3 ) ( 4 ) D
Common Stock 10/29/2020 S 97,906 D $ 74.399 ( 7 ) 1,224,800 ( 4 ) D
Common Stock 430,528 ( 4 ) I James L. Robo Gifting Trust
Common Stock 294,200 ( 4 ) I Spouse's Gifting Trust
Common Stock 125,168 ( 4 ) I 2018 Spouse's Gifting Trust
Common Stock 302,008 ( 8 ) I By Rabbi Trust
Common Stock 19,130 ( 4 ) I By Retirement Savings Plan Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (Right to Buy) $ 18.125 ( 9 ) 10/29/2020 M( 1 ) 165,860 ( 9 ) ( 10 ) 02/15/2023 Common Stock 165,860 ( 9 ) $ 0 0 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
ROBO JAMES L
C/O NEXTERA ENERGY, INC.
700 UNIVERSE BLVD.
JUNO BEACH, FL33408
X Chairman, President & CEO Director of Sub
Signatures
W. Scott Seeley (Attorney-in-Fact) 10/30/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Options exercised pursuant to Rule 10b5-1 trading plan adopted by the reporting person on October 31, 2019.
( 2 )Includes a total of 198,084 shares deferred pursuant to the terms of a deferred stock grant under Issuer's Amended and Restated 2011 Long Term Incentive Plan (the "Deferred Shares Grant"), including 230 deferred shares deemed acquired pursuant to a dividend reinvestment feature under the Deferred Shares Grant since the last report filed by the reporting person. Under the terms of the Deferred Shares Grant, shares are distributable in stock at the end of the deferral period.
( 3 )Includes a total of 896,993 shares deferred until reporting person's termination of employment with the Issuer and its subsidiaries, including an aggregate of 1,117 deferred shares deemed acquired pursuant to a dividend reinvestment feature since the last report filed by the Reporting Person.
( 4 )Amount of securities owned has been adjusted for the Issuer's 4-for-1 stock split effective October 26, 2020
( 5 )Sales effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on October 31, 2019.
( 6 )Weighted average sale price. Reporting person sold 67,954 shares through a trade order executed by a broker-dealer at prices ranging from $73.01 to $74.01 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer.
( 7 )Weighted average sale price. Reporting person sold 97,906 shares through a trade order executed by a broker-dealer at prices ranging from $74.02 to $75.00 per share. The reporting person hereby undertakes to provide full information regarding the number of shares sold at each separate price upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer.
( 8 )Deferred shares held by Trustee of grantor trust in which reporting person has a pecuniary interest only. Amount has been adjusted for the Issuer's 4-for-1 stock split effective October 26, 2020 and includes an aggregate of 352 shares acquired by the Trustee pursuant to a dividend reinvesmtnet feature of the deferred shares grant since the last report filed by the reporting person.
( 9 )Reflects adjustment for Issuer's 4-for-1 stock split effective October 26, 2020.
( 10 )The option, representing a right to buy shares, became exercisable in three substantially equal annual installments beginning on February 15, 2014.

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