Sec Form 4 Filing - SCHWARTZ BARRY F @ SCIENTIFIC GAMES CORP - 2020-09-16

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
SCHWARTZ BARRY F
2. Issuer Name and Ticker or Trading Symbol
SCIENTIFIC GAMES CORP [ SGMS]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
35 EAST 62ND STREET
3. Date of Earliest Transaction (MM/DD/YY)
09/16/2020
(Street)
NEW YORK, NY10065
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/16/2020 M 17,104 A $ 0 141,548 D
Common Stock 10,000 I By The Hancock Foundation ( 1 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units ( 2 ) 09/16/2020 M 1,555 ( 2 ) ( 2 ) Common Stock 1,555 $ 0 0 D
Restricted Stock Units ( 3 ) 09/16/2020 M 1,394 ( 3 ) ( 3 ) Common Stock 1,394 $ 0 0 D
Restricted Stock Units ( 4 ) 09/16/2020 M 5,783 ( 4 ) ( 4 ) Common Stock 5,783 $ 0 0 D
Restricted Stock Units ( 5 ) 09/16/2020 M 8,372 ( 5 ) ( 5 ) Common Stock 8,372 $ 0 0 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
SCHWARTZ BARRY F
35 EAST 62ND STREET
NEW YORK, NY10065
X
Signatures
/s/ Barry F. Schwartz 09/16/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Mr. Schwartz is the sole Trustee of The Hancock Foundation.
( 2 )Represents vesting of the remaining restricted stock units granted on June 19, 2017 in connection with the conclusion of Mr. Schwartz's service as a director on September 16, 2020 in connection with the transactions provided for in the Stock Purchase Agreement by and among Pivot Buyer LLC and certain affiliates of MacAndrews and Forbes Incorporated. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.
( 3 )Represents vesting of the remaining restricted stock units granted on June 13, 2018 in connection with the conclusion of Mr. Schwartz's service as a director on September 16, 2020, as described above. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.
( 4 )Represents vesting of the remaining restricted stock units granted on June 12, 2019 in connection with the conclusion of Mr. Schwartz's service as a director on September 16, 2020, as described above. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.
( 5 )Represents vesting of the restricted stock units granted on June 10, 2020 in connection with the conclusion of Mr. Schwartz's service as a director on September 16, 2020, as described above. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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