Sec Form 3 Filing - Mooberry Derik @ SCIENTIFIC GAMES CORP - 2019-05-28

Insider filing report for Changes in Beneficial Ownership
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FORM 3
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Mooberry Derik
2. Issuer Name and Ticker or Trading Symbol
SCIENTIFIC GAMES CORP [ SGMS]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
EVP & Grp Chief Exec, Gaming
(Last) (First) (Middle)
C/O SCIENTIFIC GAMES CORPORATION, 6601 BERMUDA ROAD
3. Date of Earliest Transaction (MM/DD/YY)
05/28/2019
(Street)
LAS VEGAS, NV89119
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 14,416 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (right to buy) $ 12.83 ( 1 ) 04/26/2025 Common Stock 8,911 D
Employee Stock Option (right to buy) $ 9.65 ( 2 ) 06/20/2026 Common Stock 23,480 D
Employee Stock Option (right to buy) $ 9.65 ( 3 ) 06/20/2026 Common Stock 23,480 D
Employee Stock Option (right to buy) $ 21.6 ( 4 ) 03/08/2027 Common Stock 15,725 D
Employee Stock Option (right to buy) $ 21.6 ( 5 ) 03/08/2027 Common Stock 15,725 D
Restricted Stock Units ( 6 ) ( 6 ) ( 6 ) Common Stock 5,937 D
Restricted Stock Units ( 7 ) ( 7 ) ( 7 ) Common Stock 5,305 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Mooberry Derik
C/O SCIENTIFIC GAMES CORPORATION
6601 BERMUDA ROAD
LAS VEGAS, NV89119
EVP & Grp Chief Exec, Gaming
Signatures
/s/ Su Shi, attorney-in-fact for Derik Mooberry 05/29/2019
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Stock options granted on April 27, 2015. All options have vested and are exercisable.
( 2 )Stock options granted on June 21, 2016. The options became exercisable as to 11,740 shares on March 20, 2019 and become exercisable as to the remaining 11,740 shares on March 20, 2020.
( 3 )Stock options granted on June 21, 2016. Vesting of these options was contingent on the Company's common stock attaining a defined stock price hurdle on or before March 20, 2020. The stock price hurdle was achieved on February 2, 2017. The options became exercisable as to 11,740 shares on March 20, 2019 and become exercisable as to the remaining 11,740 shares on March 20, 2020.
( 4 )Stock options granted on March 9, 2017. The options became exercisable as to 5,242 shares on March 20, 2019 and become exercisable as to the remaining shares on each of March 20, 2020 (5,241 shares) and March 20, 2021 (5,242 shares).
( 5 )Stock options granted on March 9, 2017. Vesting of these options was contingent on the Company's common stock attaining a defined stock price hurdle on or before March 20, 2021. The stock price hurdle was achieved on August 11, 2017. The options became exercisable as to 5,242 shares on March 20, 2019 and become exercisable as to the remaining shares on each of March 20, 2020 (5,241 shares) and March 20, 2021 (5,242 shares).
( 6 )The restricted stock units are scheduled to vest on March 20, 2020. Each unit converts into a share of common stock on a one-for-one basis.
( 7 )The restricted stock units are scheduled to vest on March 20, 2020 as to 2,652 shares with the balance of 2,653 shares scheduled to vest on March 20, 2021. Each unit converts into a share of common stock on a one-for-one basis.

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