Sec Form 4 Filing - Mooberry Derik @ SCIENTIFIC GAMES CORP - 2018-05-16

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Mooberry Derik
2. Issuer Name and Ticker or Trading Symbol
SCIENTIFIC GAMES CORP [ SGMS]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
EVP & Grp Chief Exec, Gaming
(Last) (First) (Middle)
C/O SCIENTIFIC GAMES CORPORATION, 6601 BERMUDA ROAD
3. Date of Earliest Transaction (MM/DD/YY)
05/16/2018
(Street)
LAS VEGAS, NV89119
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 05/16/2018 M 26,732 A $ 12.83 69,899 D
Class A Common Stock 05/16/2018 M 7,900 A $ 9.65 77,799 D
Class A Common Stock 05/16/2018 S 34,632 D $ 60.07 ( 1 ) 43,167 D
Class A Common Stock 05/17/2018 M 39,060 A $ 9.65 82,227 D
Class A Common Stock 05/17/2018 M 10,482 A $ 21.6 92,709 D
Class A Common Stock 05/17/2018 S 49,542 D $ 59.64 ( 2 ) 43,167 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (right to buy) $ 12.83 05/16/2018 M 26,732 ( 3 ) 04/26/2025 Common Stock 26,732 $ 12.83 8,911 D
Employee Stock Option (right to buy) $ 9.65 05/16/2018 M 7,900 ( 4 ) 06/20/2026 Common Stock 7,900 $ 9.65 39,060 D
Employee Stock Option (right to buy) $ 9.65 05/17/2018 M 15,580 ( 4 ) 06/20/2026 Common Stock 15,580 $ 9.65 23,480 D
Employee Stock Option (right to buy) $ 9.65 05/17/2018 M 23,480 ( 5 ) 06/20/2026 Common Stock 23,480 $ 9.65 23,480 D
Employee Stock Option (right to buy) $ 21.6 05/17/2018 M 5,241 ( 6 ) 03/08/2027 Common Stock 5,241 $ 21.6 15,725 D
Employee Stock Option (right to buy) $ 21.6 05/17/2018 M 5,241 ( 7 ) 03/08/2027 Common Stock 5,241 $ 21.6 15,725 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Mooberry Derik
C/O SCIENTIFIC GAMES CORPORATION
6601 BERMUDA ROAD
LAS VEGAS, NV89119
EVP & Grp Chief Exec, Gaming
Signatures
/s/ McLaurin Files, attorney-in-fact for Derik Mooberry 05/18/2018
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The transaction was executed in multiple trades at prices ranging from $59.70 to $60.40. The price reported above reflects the weighted average sale price. Details regarding aggregated sales transactions will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.
( 2 )The transaction was executed in multiple trades at prices ranging from $59.30 to $60.06. The price reported above reflects the weighted average sale price. Details regarding aggregated sales transactions will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.
( 3 )The option became exercisable as to 8,910 shares on April 27, 2016 and as to 8,911 shares on each of April 27, 2017 and April 27, 2018 and becomes exercisable as to 8,911 shares on April 27, 2019.
( 4 )Vesting of this option was contingent on the Company's Class A Common Stock attaining a trading day average closing price that was achieved on February 2, 2017. The option became exercisable as to 11,740 shares on each of March 20, 2017 and March 20, 2018 and becomes exercisable as to 11,740 shares on each of March 20, 2019 and March 20, 2020.
( 5 )The option became exercisable as to 11,740 shares on each of March 20, 2017 and March 20, 2018 and becomes exercisable as to 11,740 shares on each of March 20, 2019 and March 20, 2020.
( 6 )Vesting of this option was contingent on the Company's Class A Common Stock attaining a trading day average closing price that was achieved on August 11, 2017. The option became exercisable as to 5,241 shares on March 20, 2018 and becomes exercisable on March 20, 2019 (5,242 shares); March 20, 2020 (5,241 shares) and March 20, 2021 (5,242 shares).
( 7 )The option became exercisable as to 5,241 shares on March 20, 2018 and becomes exercisable on March 20, 2019 (5,242 shares); March 20, 2020 (5,241 shares) and March 20, 2021 (5,242 shares).

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