Sec Form 3 Filing - Greenspring Associates, LLC @ Oblong, Inc. - 2021-02-02

Insider filing report for Changes in Beneficial Ownership
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
FORM 3
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Expires: November 30, 2011
Estimated average burden hours per response... 0.5
1. Name and Address of Reporting Person
Greenspring Associates, LLC
2. Issuer Name and Ticker or Trading Symbol
Oblong, Inc. [ OBLG]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
100 PAINTERS MILL ROAD, SUITE 700
3. Date of Earliest Transaction (MM/DD/YY)
02/02/2021
(Street)
OWINGS MILLS, MD21117
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 1,554,541 I See footnote ( 1 )
Common Stock 945,168 I See footnote ( 2 )
Common Stock 91,182 I See footnote ( 3 )
Common Stock 1,101,770 I See footnote ( 4 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Greenspring Associates, LLC
100 PAINTERS MILL ROAD, SUITE 700
OWINGS MILLS, MD21117
X
Newhall Charles Ashton
100 PAINTERS MILL ROAD, SUITE 700
OWINGS MILLS, MD21117
X
Lim James
100 PAINTERS MILL ROAD, SUITE 700
OWINGS MILLS, MD21117
X
Greenspring Opportunities III, L.P.
100 PAINTERS MILL ROAD, SUITE 700
OWINGS MILLS, MD21117
X
Greenspring Global Partners VII-A, L.P.
100 PAINTERS MILL ROAD, SUITE 700
OWINGS MILLS, MD21117
X
Greenspring Global Partners VII-C, L.P.
100 PAINTERS MILL ROAD, SUITE 700
OWINGS MILLS, MD21117
X
Greenspring Opportunities IV, L.P.
100 PAINTERS MILL ROAD, SUITE 700
OWINGS MILLS, MD21117
X
Signatures
/s/ Eric Thompson - for Greenspring Associates, LLC, By: Eric Thompson, Chief Operating Officer 02/12/2021
Signature of Reporting Person Date
/s/ Eric Thompson - for C. Ashton Newhall, as Attorney-in-Fact 02/12/2021
Signature of Reporting Person Date
/s/ Eric Thompson - for James Lim, as Attorney-in-Fact 02/12/2021
Signature of Reporting Person Date
/s/ Eric Thompson - for Greenspring Opportunities III, L.P., By: Eric Thompson, COO of Greenspring Associates, LLC, sole member of Greenspring Opportunities GP III, LLC, gp of Greenspring Opportunities General Partner III, L.P., its gp 02/12/2021
Signature of Reporting Person Date
/s/ Eric Thompson - for Greenspring Global Partners VII-A, L.P., By: Eric Thompson, COO of Greenspring Associates, LLC, sole member of Greenspring GP VII, Ltd., gp of Greenspring General Partner VII, L.P., its gp 02/12/2021
Signature of Reporting Person Date
/s/ Eric Thompson - for Greenspring Global Partners VII-C, L.P., By: Eric Thompson, COO of Greenspring Associates, LLC, sole member of Greenspring GP VII, Ltd., gp of Greenspring General Partner VII, L.P., its gp 02/12/2021
Signature of Reporting Person Date
/s/ Eric Thompson - for Greenspring Opportunities IV, L.P., By: Eric Thompson, COO of Greenspring Associates LLC, sole member of Greenspring Opportunities GP IV, LLC, gp of Greenspring Opportunities General Partner IV, L.P., its gp 02/12/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The securities are directly held by Greenspring Opportunities III, L.P. ("Opportunities III"). Greenspring Opportunities General Partners III, L.P. is the general partner of Opportunities III, and Greenspring Opportunities GP III, LLC is the general partner of Greenspring General Partners III, L.P. Greenspring Associates, LLC (???Greenspring???) is the sole member of Greenspring Opportunities GP III, LLC. Charles Ashton Newhall and James Lin are the directors of Greenspring. The Reporting Persons disclaim beneficial ownership in the reported securities except to the extent of its or his pecuniary interest.
( 2 )The securities are directly held by Greenspring Global Partners VII-A, L.P. ("Global Partners VII-A"). Greenspring General Partner VII, L.P. is the general partner of Global Partners VII-A, and Greenspring GP VII, Ltd. is the general partner of Greenspring General Partner VII, L.P. Greenspring is the sole member of Greenspring GP VII, Ltd. Mr. Newhall and Mr. Lin are the directors of Greenspring. The Reporting Persons disclaim beneficial ownership in the reported securities except to the extent of its or his pecuniary interest.
( 3 )The securities are directly held by Greenspring Global Partners VII-C, L.P. ("Global Partners VII-C"). Greenspring General Partner VII, L.P. is the general partner of Global Partners VII-C, and Greenspring GP VII, Ltd. is the general partner of Greenspring General Partner VII, L.P. Greenspring is the sole member of Greenspring GP VII, Ltd. Mr. Newhall and Mr. Lin are the directors of Greenspring. The Reporting Persons disclaim beneficial ownership in the reported securities except to the extent of its or his pecuniary interest.
( 4 )The securities are directly held by Greenspring Opportunities IV, L.P. ("Opportunities IV"). Greenspring Opportunities General Partner IV, L.P. is the general partner of Opportunities IV, and Greenspring Opportunities GP IV, LLC is the general partner of Greenspring General Partner IV, L.P. Greenspring is the sole member of Greenspring Opportunities GP IV, LLC. Mr. Newhall and Mr. Lin are the directors of Greenspring. The Reporting Persons disclaim beneficial ownership in the reported securities except to the extent of its or his pecuniary interest.

Remarks:
Exhibit 24 - Power of Attorney

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.