Sec Form 4 Filing - Doss James @ R F INDUSTRIES LTD - 2014-01-16

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Doss James
2. Issuer Name and Ticker or Trading Symbol
R F INDUSTRIES LTD [ RFIL]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
President
(Last) (First) (Middle)
7610 MIRAMAR ROAD, BUILDING 6000
3. Date of Earliest Transaction (MM/DD/YY)
01/16/2014
(Street)
SAN DIEGO, CA92126
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/16/2014 M 20,000 A $ 2.025 22,500 D
Common Stock 01/16/2014 M 1,334 A $ 3.4 23,834 D
Common Stock 01/16/2014 M 666 A $ 3.16 24,500 D
Common Stock 01/16/2014 S 22,000 D $ 6.4594 2,500 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option $ 2.025 01/16/2014 M 20,000 ( 1 ) 10/31/2019 Common Stock 20,000 $ 0 100,000 D
Stock Option $ 3.4 01/16/2014 M 1,334 ( 2 ) 10/31/2015 Common Stock 1,334 $ 0 0 D
Stock Option $ 3.16 01/16/2014 M 666 ( 3 ) 10/31/2016 Common Stock 666 $ 0 667 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Doss James
7610 MIRAMAR ROAD, BUILDING 6000
SAN DIEGO, CA92126
President
Signatures
/s/ James Doss 01/17/2014
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Vests as to 20,000 shares annually following grant on October 31, 2009.
( 2 )Vests in three equal annual increments beginning October 31, 2011.
( 3 )Vests annually in three installments following grant on October 31, 2011.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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