Sec Form 4 Filing - FOSTER ANDREW B @ AEMETIS, INC - 2021-04-22

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
FOSTER ANDREW B
2. Issuer Name and Ticker or Trading Symbol
AEMETIS, INC [ AMTX]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Executive Vice President
(Last) (First) (Middle)
20400 STEVENS CREK BLVD, SUITE 700
3. Date of Earliest Transaction (MM/DD/YY)
04/22/2021
(Street)
CUPERTINO, CA95014
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Option (right to buy) $ 4.35 04/22/2021 D 15,316 08/21/2015( 2 ) 05/21/2022 Common stock and Series B Preferred 20,000 ( 3 ) $ 19.3969 ( 1 ) 4,684 ( 3 ) D
Option (right to buy) $ 2.54 04/22/2021 D 8,520 08/19/2016( 2 ) 05/21/2026 Common stock and Series B Preferred 9,870 $ 19.3969 23,480 D
Option (right to buy) $ 3.09 04/22/2021 D 8,336 04/07/2021 01/07/2031 Common stock and Series B Preferred 10,000 $ 19.3969 ( 4 ) 116,664 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
FOSTER ANDREW B
20400 STEVENS CREK BLVD, SUITE 700
CUPERTINO, CA95014
Executive Vice President
Signatures
/s/Todd Waltz attorney-infact 04/26/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The 5/21/2015 grant exercised and sold through executing the 10b5-1 plan.
( 2 )1/12th of the Option Shares vest every three(3)months from the date of the grant.
( 3 )Grant of Incentive Stock Option under the Aemetis, Inc. Ammended and Restated 2007 Stock Plan to purchase 20,000 shares of the Company's Common Stock ("Option Shares") at and Exercise Price of $4.35 per share, and subject to the terms of the Stock Option Agreement between Reporting Person and the Company.
( 4 )The 1-7-2021 option grant was exercised and sold through 10b5-1 plan.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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