Sec Form 4 Filing - BAER ROBERT J @ STIFEL FINANCIAL CORP - 2009-07-22

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
BAER ROBERT J
2. Issuer Name and Ticker or Trading Symbol
STIFEL FINANCIAL CORP [ SF]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
UNIGROUP INC, ONE PREMIER DR
3. Date of Earliest Transaction (MM/DD/YY)
07/22/2009
(Street)
FENTON, MO63026
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 07/22/2009 M 142 A $ 0 142 D
Common Stock 07/22/2009 M 624 A $ 0 766 D
Common Stock 07/22/2009 M 67 A $ 0 833 D
Common Stock 07/22/2009 M 575 A $ 0 1,408 D
Common Stock 07/22/2009 M 12,693 A $ 0 14,101 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Phantom Stock Units $ 0 07/22/2009 M 142 10/01/2003 10/01/2013 Common Stock 142 $ 0 0 D
Phantom Stock Units $ 0 07/22/2009 M 624 01/01/2004 01/01/2014 Common Stock 624 $ 0 67 D
Phantom Stock Units $ 0 07/22/2009 M 67 01/01/2004 01/01/2014 Common Stock 67 $ 0 0 D
Phantom Stock Units $ 0 07/22/2009 M 575 04/01/2004 ( 1 ) Common Stock 575 $ 0 12,693 D
Phantom Stock Units $ 0 07/22/2009 M 12,693 04/01/2004( 2 ) ( 1 ) Common Stock 12,693 $ 0 0 D
Stock Option (Option to Buy) $ 8.7 ( 3 ) 01/30/2013 Common Stock 1,199 1,199 D
Stock Option (Option to Buy) $ 10.9125 ( 4 ) 05/09/2012 Common Stock 2,701 2,701 D
Stock Option (Option to Buy) $ 13.89 ( 5 ) 02/03/2014 Common Stock 1,599 1,599 D
Stock Option (Option to Buy) $ 20.22 ( 6 ) 01/03/2015 Common Stock 1,500 1,500 D
Stock Option (Option to Buy) $ 38.25 ( 7 ) 01/03/2016 Common Stock 1,500 1,500 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
BAER ROBERT J
UNIGROUP INC
ONE PREMIER DR
FENTON, MO63026
X
Signatures
By: David M. Minnick For: Robert J. Baer 07/23/2009
Signature of Reporting Person Date
Explanation of Responses:
( 1 )No expiration date for these Units.
( 2 )Units vest quarterly over a one year period.
( 3 )Options vest in 20% increments on 1/3/04, 1/3/05, 1/3/06, 1/3/07 and 1/3/08.
( 4 )Stock Options vest in 20% increments on 5/9/03, 5/9/04, 5/9/05, 5/9/06 and 5/9/07.
( 5 )Options vest in 20% increments yearly from the grant date.
( 6 )Options vest in 20 percent increments on 1/3/06, 1/3/07, 1/3/08, 1/3/09 and 1/3/10.
( 7 )Options vest in 20% increments on 1/3/07, 1/3/08, 1/3/09, 1/3/10 and 1/3/11.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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