Sec Form 3/A Filing - Suarez James Raymon @ REGIS CORP - 2022-02-08

Insider filing report for Changes in Beneficial Ownership
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FORM 3/A
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Suarez James Raymon
2. Issuer Name and Ticker or Trading Symbol
REGIS CORP [ RGS]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
SVP Merchandising & Education
(Last) (First) (Middle)
3701 WAYZATA BLVD, SUITE 500
3. Date of Earliest Transaction (MM/DD/YY)
02/08/2022
(Street)
MINNEAPOLIS, MN55416
4. If Amendment, Date Original Filed (MM/DD/YY)
02/11/2022
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 69,214( 1 ) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options $ 2.76 ( 2 ) 11/05/2031 Common Stock 20,000( 3 ) D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Suarez James Raymon
3701 WAYZATA BLVD
SUITE 500
MINNEAPOLIS, MN55416
SVP Merchandising & Education
Signatures
/s/ James R. Suarez 06/17/2022
Signature of Reporting Person Date
Explanation of Responses:
( 1 )In addition to the 29,343 shares reported on the Reporting Person's original Form 3, includes (i) 22,775 unvested restricted stock units (RSUs), each representing the contingent right to receive one share of RGS common stock upon vesting, and (ii) 17,096 performance stock units (PSUs), which vest if and to the extent certain market-based conditions are met during performance periods ending September 15, 2022 and September 14, 2023, subject to the Reporting Person's continued employment with the Issuer through the applicable anniversary and other terms and conditions of the applicable grant agreements, each representing the contingent right to receive one share of RGS common stock upon vesting, which were inadvertently omitted from the original Form 3.
( 2 )The award vests at the rate of 20% on the first anniversary of the grant date, 20% on the second anniversary of the grant date and 60% on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversaries and other terms of the grant agreement.
( 3 )Reports stock options that were inadvertently omitted from the original Form 3.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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