Sec Form 4/A Filing - GIVENS GREGG WM @ DST SYSTEMS INC - 2017-02-24

Insider filing report for Changes in Beneficial Ownership
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FORM 4/A
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
GIVENS GREGG WM
2. Issuer Name and Ticker or Trading Symbol
DST SYSTEMS INC [ DST]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Sr VP, CFO & Treasurer
(Last) (First) (Middle)
333 WEST 11TH STREET
3. Date of Earliest Transaction (MM/DD/YY)
02/24/2017
(Street)
KANSAS CITY, MO64105
4. If Amendment, Date Original Filed (MM/DD/YY)
02/28/2017
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/24/2017 A 30 ( 1 ) A $ 0 4,771 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
GIVENS GREGG WM
333 WEST 11TH STREETKANSAS CITY, MO64105
Sr VP, CFO & Treasurer
Signatures
Randall D. Young for Gregg Wm. Givens by power of attorney 01/31/2018
Signature of Reporting Person Date
Explanation of Responses:
( 1 )On February 28, 2017, the Reporting Person filed a Form 4 reporting the number of shares of common stock that would vest on the March 10, 2017 vesting of performance stock units (PSUs) plus the number of shares of common stock accrued as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The award was granted on February 25, 2014 for the 2014-2016 performance period. The total number of shares reported should have been 4,756 instead of 4,741. Due to the two for one stock split on June 8, 2017, additional reported shares would now be an additional 30 shares. These under reported shares were also excluded in the direct ownership totals on seven subsequent Form 4s filed by the Reporting Person on March 14, 2017, May 18, 2017, June 12, 2017, June 19, 2017, August 2, 2017, September 11, 2017, and December 12, 2017. As of January 31, 2018, Reporting Persons total direct ownership is 54,961 shares.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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