Sec Form 4 Filing - Andrews Brian G @ COOPER COMPANIES, INC. - 2021-09-07

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Andrews Brian G
2. Issuer Name and Ticker or Trading Symbol
COOPER COMPANIES, INC. [ COO]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
EVP, CFO & Treasurer
(Last) (First) (Middle)
C/O COOPERCOMPANIES, 6101 BOLLINGER CANYON ROAD, SUITE 500
3. Date of Earliest Transaction (MM/DD/YY)
09/07/2021
(Street)
SAN RAMON, CA94583
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/07/2021 M 2,396 A $ 119.89 4,295.542 D
Common Stock 09/07/2021 S 2,396 D $ 454.5 1,899.542 D
Common Stock 09/07/2021 M 2,567 A $ 162.28 4,466.542 D
Common Stock 09/07/2021 S 1,060 D $ 451.337 ( 1 ) 3,406.542 D
Common Stock 09/07/2021 S 1,507 D $ 452.177 ( 2 ) 1,976.509 ( 3 ) D
Common Stock 796.347 I Rollover IRA
Common Stock 283.25 I Roth IRA
Common Stock 220.976 I Traditional IRA
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options (Right to Buy) $ 119.89 09/07/2021 M 2,396 ( 4 ) 12/11/2023 Common Stock 2,396 $ 0 0 D
Stock Options (Right to Buy) $ 162.28 09/07/2021 M 2,567 ( 5 ) 12/09/2024 Common Stock 2,567 $ 0 0 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Andrews Brian G
C/O COOPERCOMPANIES
6101 BOLLINGER CANYON ROAD, SUITE 500
SAN RAMON, CA94583
EVP, CFO & Treasurer
Signatures
/s/ Brian G. Andrews 09/07/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $450.81 to $451.75. The reporting person undertakes to provide to The Cooper Companies, Inc., any security holder of The Cooper Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4.
( 2 )Sale price represents an average sale price between $451.82 and $452.61.
( 3 )Includes 28.194 shares acquired under the COO ESPP on 2/1/2021 and 48.773 shares acquired under the COO ESPP on 5/3/2021.
( 4 )Vests 480 share(s) on 11-Dec-2014, 479 share(s) on 11-Dec-2015, 479 share(s) on 11-Dec-2016, 479 share(s) on 11-Dec-2017, 479 share(s) on 11-Dec-2018
( 5 )Vests 514 share(s) on 09-Dec-2015, 513 share(s) on 09-Dec-2016, 514 share(s) on 09-Dec-2017, 513 share(s) on 09-Dec-2018, 513 share(s) on 09-Dec-2019

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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