Sec Form 4 Filing - Ricupati Agostino @ COOPER COMPANIES, INC. - 2021-06-17

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Ricupati Agostino
2. Issuer Name and Ticker or Trading Symbol
COOPER COMPANIES, INC. [ COO]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
SVP, Fin & Tax; Chief Actg Off
(Last) (First) (Middle)
C/O THE COOPER COMPANIES, INC., 6101 BOLLINGER CANYON ROAD, SUITE 500
3. Date of Earliest Transaction (MM/DD/YY)
06/17/2021
(Street)
SAN RAMON, CA94583
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 06/17/2021 M 573 A $ 175.31 1,660.824 D
Common Stock 06/17/2021 M 612 A $ 229.66 2,272.824 D
Common Stock 06/17/2021 M 710 A $ 131.6 2,982.824 D
Common Stock 06/17/2021 M 305 A $ 162.28 3,287.824 D
Common Stock 06/17/2021 S 2,200 D $ 385.5533 ( 1 ) 1,101.448 ( 2 ) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options (Right to Buy) $ 229.66 06/17/2021 M 612 02/01/2021 12/12/2027 Common Stock 612 $ 0 1,523 D
Stock Options (Right to Buy) $ 175.31 06/17/2021 M 573 ( 3 ) 12/13/2026 Common Stock 573 $ 0 836 D
Stock Options (Right to Buy) $ 162.28 06/17/2021 M 305 ( 4 ) 12/09/2024 Common Stock 305 $ 0 13 D
Stock Options (Right to Buy) $ 131.6 06/17/2021 M 710 ( 5 ) 12/09/2025 Common Stock 710 $ 0 122 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Ricupati Agostino
C/O THE COOPER COMPANIES, INC.
6101 BOLLINGER CANYON ROAD, SUITE 500
SAN RAMON, CA94583
SVP, Fin & Tax; Chief Actg Off
Signatures
/s/ Agostino Ricupati 06/17/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $385.5152 to $385.802. The reporting person undertakes to provide to The Cooper Companies, Inc., any security holder of The Cooper Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4.
( 2 )Includes 13.624 shares acquired under the COO ESPP on 5/3/2021
( 3 )Vests 705 share(s) on 13-Dec-2017, 705 share(s) on 13-Dec-2018, 704 share(s) on 13-Dec-2019, 705 share(s) on 13-Dec-2020, 704 share(s) on 13-Dec-2021
( 4 )Vests 637 share(s) on 09-Dec-2015, 637 share(s) on 09-Dec-2016, 636 share(s) on 09-Dec-2017, 637 share(s) on 09-Dec-2018, 636 share(s) on 09-Dec-2019
( 5 )Vests 833 share(s) on 09-Dec-2016, 832 share(s) on 09-Dec-2017, 833 share(s) on 09-Dec-2018, 832 share(s) on 09-Dec-2019, 832 share(s) on 09-Dec-2020

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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