Sec Form 4 Filing - Mensah Bernard A @ BANK OF AMERICA CORP /DE/ - 2022-02-15

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Mensah Bernard A
2. Issuer Name and Ticker or Trading Symbol
BANK OF AMERICA CORP /DE/ [ BAC]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
President, International
(Last) (First) (Middle)
100 NORTH TRYON STREET
3. Date of Earliest Transaction (MM/DD/YY)
02/15/2022
(Street)
CHARLOTTE, NC28255
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/15/2022 M 25,345 A 43,252 D
Common Stock 02/15/2022 F 11,913( 2 ) D $ 47.79 31,339 D
Common Stock 02/15/2022 M 60,000 A 91,339 D
Common Stock 02/15/2022 F 28,200( 2 ) D $ 47.79 63,139 D
Common Stock 02/15/2022 M 20,529 A 83,668 D
Common Stock 02/15/2022 D 20,529 D $ 47.79 63,139 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
2017 Restricted Stock Units ( 1 ) 02/15/2022 M 33,788 ( 4 ) ( 4 ) Common Stock 33,788 ( 1 ) 67,576 D
Vested Restricted Stock Units ( 1 ) 02/15/2022 M 33,788 ( 4 ) 08/15/2022 Common Stock 33,788 ( 1 ) 33,788 D
2018 Restricted Stock Units ( 1 ) 02/15/2022 M 25,345 ( 5 ) ( 5 ) Common Stock 25,345 ( 1 ) 101,382 D
2018 Restricted Stock Units ( 1 ) 02/15/2022 M 25,345 ( 5 ) ( 5 ) Common Stock 25,345 ( 1 ) 76,037 D
Vested Restricted Stock Units ( 1 ) 02/15/2022 M 25,345 ( 5 ) 02/15/2023 Common Stock 25,345 ( 1 ) 25,345 D
2019 Restricted Stock Units ( 1 ) 02/15/2022 M 29,763 ( 6 ) ( 6 ) Common Stock 29,763 ( 1 ) 119,054 D
Vested Restricted Stock Units ( 1 ) 02/15/2022 M 29,763 ( 6 ) 02/15/2023 Common Stock 29,763 ( 1 ) 29,763 D
Restricted Stock Units ( 1 ) 02/15/2022 M 60,000 ( 7 ) ( 7 ) Common Stock 60,000 ( 1 ) 90,000 D
Cash Settled Restricted Stock Units ( 3 ) 02/15/2022 M 20,529 ( 8 ) 02/15/2022 Common Stock 20,529 ( 3 ) 0 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Mensah Bernard A
100 NORTH TRYON STREET
CHARLOTTE, NC28255
Preside nt, International
Signatures
Bernard A. Mensah / Michael P. Lapp POA 02/17/2022
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.
( 2 )Disposition of shares to the issuer to satisfy a tax withholding obligation.
( 3 )Each unit is the economic equivalent of one share of Bank of America Corporation common stock.
( 4 )On February 15, 2017, the reporting person was granted units, vesting in five equal annual installments commencing on February 15, 2020. The net amount of each installment after any applicable tax withholding is subject to an additional six-month holding period after vesting.
( 5 )On February 15, 2018, the reporting person was granted units, vesting in five equal annual installments commencing on February 15, 2021. The net amount of each installment after any applicable tax withholding is subject to an additional twelve-month holding period after vesting.
( 6 )On February 15, 2019, the reporting person was granted units, vesting in five equal annual installments commencing on February 15, 2022. The net amount of each installment after any applicable tax withholding is subject to an additional twelve-month holding period after vesting.
( 7 )On February 15, 2019, the reporting person was granted units, with 40% vesting on February 15, 2022 and the remaining 60% vesting in five equal annual installments commencing on February 15, 2024. The net amount of each of the five installments after any applicable tax withholding is subject to an additional twelve-month holding period after vesting.
( 8 )On February 12 2021, the reporting person was granted units, earned and payable upon grant and to be settled in one installment on February 15, 2022.

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