Sec Form 4 Filing - Meikle Scott Gerald @ LAM RESEARCH CORP - 2021-03-01

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Meikle Scott Gerald
2. Issuer Name and Ticker or Trading Symbol
LAM RESEARCH CORP [ LRCX]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Senior Vice President
(Last) (First) (Middle)
C/O LAM RESEARCH, 4650 CUSHING PARKWAY
3. Date of Earliest Transaction (MM/DD/YY)
03/01/2021
(Street)
FREMONT, CA94538
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/01/2021 F 2,142 ( 1 ) D $ 598.81 16,820 ( 2 ) D
Common Stock 03/01/2021 F 368 ( 1 ) D $ 598.81 16,452 ( 2 ) D
Common Stock 03/01/2021 F 405 ( 1 ) D $ 598.81 16,047 ( 2 ) D
Common Stock 03/01/2021 A 1,272 ( 3 ) A $ 0 17,319 ( 2 ) D
Common Stock 137.771 I By 401(k)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Market-based Performance Restricted Stock Unit $ 0 03/01/2021 A 1,590 ( 4 ) ( 4 ) Common Stock 1,590 $ 0 1,590 D
Stock Option (right to buy) $ 598.81 03/01/2021 A 954 ( 5 ) 03/01/2028 Common Stock 954 $ 0 954 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Meikle Scott Gerald
C/O LAM RESEARCH
4650 CUSHING PARKWAY
FREMONT, CA94538
Senior Vice President
Signatures
Leign Cramer by Power of Attorney 03/03/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Represents shares that were automatically withheld upon vesting of restricted stock units to satisfy tax withholding obligations.
( 2 )The amount reported includes shares subject to unvested Restricted Stock Units.
( 3 )The restricted stock units will vest in three equal installments on 03/01/2022, 03/01/2023, and 03/01/2024.
( 4 )The Market-based performance restricted stock units will vest between 0% and 150% on 03/01/2024. The performance of this award is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Total Return Index Total Shareholder Return during the performance period of 02/01/2021 through 01/31/2024.
( 5 )The stock options will become exercisable in three equal installments on 03/01/2022, 03/01/2023, and 03/01/2024.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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