Sec Form 4 Filing - Vizi Bradley @ RCM TECHNOLOGIES INC - 2020-06-02

Insider filing report for Changes in Beneficial Ownership
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Expires: November 30, 2011
Estimated average burden hours per response... 0.5
1. Name and Address of Reporting Person
Vizi Bradley
2. Issuer Name and Ticker or Trading Symbol
RCM TECHNOLOGIES INC [ RCMT]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
X __ Officer (give title below) X __ Other (specify below)
Executive Chairman & President/See Explanation of Responses
(Last) (First) (Middle)
C/O RCM TECHNOLOGIES, INC., 2500 MCCLELLAN AVENUE, SUITE 350
3. Date of Earliest Transaction (MM/DD/YY)
06/02/2020
(Street)
PENNSAUKEN, NJ08109
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock ( 1 ) ( 2 ) 06/02/2020 S 2,692,065 D $ 1.2 0 I See Footnote ( 3 )
Common Stock ( 1 ) ( 2 ) 06/02/2020 S 266,074 D $ 1.2 0 I See Footnote ( 4 )
Common Stock ( 1 ) ( 2 ) 06/02/2020 P 850,000 A $ 1.2 1,162,526 ( 5 ) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Vizi Bradley
C/O RCM TECHNOLOGIES, INC.
2500 MCCLELLAN AVENUE, SUITE 350
PENNSAUKEN, NJ08109
X Executive Chairman & President See Explanation of Responses
Michael F. O'Connell & Margo L. O'Connell Revocable Trust
515 S. FIGUEROA STREET, SUITE 1050
LOS ANGELES, CA90071
See Explanation of Responses
O'CONNELL MICHAEL
515 S. FIGUEROA STREET
SUITE 1050
LOS ANGELES, CA90071
See Explanation of Responses
HARVEST FINANCIAL CORPORATION
1600 BENEDUM-TREES BUILDING
223 FOURTH AVENUE
PITTSBURGH, PA15222
See Explanation of Responses
IRS Partners No. 19, L.P.
515 S. FIGUEROA STREET, SUITE 1050
LOS ANGELES, CA90071
See Explanation of Responses
M2O, Inc.
515 S. FIGUEROA STREET, SUITE 1050
LOS ANGELES, CA90071
See Explanation of Responses
Leonetti/O'Connell Family Foundation
515 S. FIGUEROA STREET, SUITE 1050
LOS ANGELES, CA90071
See Explanation of Responses
Signatures
Bradley S. Vizi 06/02/2020
Signature of Reporting Person Date
/s/ Frank D. Ruscetti as Executive Chairman of Harvest Financial Corporation 06/02/2020
Signature of Reporting Person Date
/s/ Bradley S. Vizi s Attorney-in-Fact for Michael O'Connell 06/02/2020
Signature of Reporting Person Date
The Michael F. O'Connell & Margo L. O'Connell Revocable Trust; By: /s/ Bradley S. Vizi as Attorney-in-Fact for Michael O'Connell, Trustee 06/02/2020
Signature of Reporting Person Date
M2O, Inc.; By: /s/ Bradley S. Vizi as Attorney-in-Fact for Michael O'Connell, Chief Executive Officer 06/02/2020
Signature of Reporting Person Date
IRS Partners No. 19, L.P.; By: M2O, Inc., its General Partner; By: /s/Bradley S. Vizi as Attorney-in-Fact for Michael O'Connell, Chief Executive Officer 06/02/2020
Signature of Reporting Person Date
The Leonetti/O'Connell Family Foundation; By: /s/ Bradley S. Vizi as Attorney-in-Fact for Michael O'Connell, Secretary, Chief Financial Officer and Director 06/02/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )This Form 4 is being filed jointly by IRS Partners No. 19, L.P. ("IRS 19"), M2O, Inc., The Michael F. O'Connell and Margo L. O'Connell Revocable Trust, The Leonetti/O'Connell Family Foundation, a Delaware non-profit corporation (the "Foundation"), Michael O'Connell, Harvest Financial Corporation and Bradley Vizi (each a "Reporting Person" and collectively, the "Reporting Persons"). Effective June 2, 2020, the Reporting Persons ceased to be members of a Section 13(d) group. Mr. Vizi will continue to file Form 4s independently.
( 2 )Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
( 3 )Securities of the Issuer previously owned by IRS 19.
( 4 )Securities of the Issuer previously owned by the Foundation.
( 5 )Includes 150,000 shares of Common Stock underlying certain restricted stock units, which will vest annually in three equal installments beginning on January 15, 2021.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.