Sec Form 4 Filing - MOXLEY JAMES R III @ FULTON FINANCIAL CORP - 2022-06-01

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
MOXLEY JAMES R III
2. Issuer Name and Ticker or Trading Symbol
FULTON FINANCIAL CORP [ FULT]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
C/O FULTON FINANCIAL CORPORATION, P.O. BOX 4887, ONE PENN SQUARE
3. Date of Earliest Transaction (MM/DD/YY)
06/01/2022
(Street)
LANCASTER, PA17604
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
$2.50 par value Common Stock 06/01/2022 M 3,588.3566 A $ 0 75,684.9576( 1 ) D
$2.50 par value Common Stock 28,000 I By 401(k)
$2.50 par value Common Stock 18,584.625( 2 ) I By Children
$2.50 par value Common Stock 39,115 I By Family Trust
$2.50 par value Common Stock 1,238.9733( 3 ) I By Spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units ( 4 ) 06/01/2022 A 4,465 ( 5 )( 6 ) ( 5 )( 6 ) $2.50 par value Common Stock 4,465 $ 0 4,465 D
Restricted Stock Units ( 4 ) 06/01/2022 M 3,588.3566 ( 7 ) ( 7 ) $2.50 par value Common Stock 3,588.3566 $ 0 0 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
MOXLEY JAMES R III
C/O FULTON FINANCIAL CORPORATION
P.O. BOX 4887, ONE PENN SQUARE
LANCASTER, PA17604
X
Signatures
John R. Merva, Attorney-in-Fact 06/02/2022
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Includes 210.76360 shares acquired on January 14, 2022, 324.496834 shares acquired on January 19, 2022, 262.4481 shares acquired on April 18, 2022 and 394.023134 shares acquired on April 22, 2022 pursuant to dividend reinvestment.
( 2 )Includes 137.9853 shares acquired on January 19, 2022 and 173.445 shares acquired on April 20, 2022 pursuant to dividend reinvestment.
( 3 )Includes 9.1990 shares acquired on January 19, 2022 and 11.5629 shares acquired on April 20, 2022 pursuant to dividend reinvestment.
( 4 )Each restricted stock unit represents a contingent right to receive one share of Fulton Financial Corporation common stock, $2.50 par value per share.
( 5 )Forfeiture restrictions lapse on the restricted stock units on the first anniversary of the date of grant, or earlier in accordance with the Fulton Financial Corporation Amended and Restated Director's Equity Participation Plan.
( 6 )The restricted stocks units, together with accumulated dividend equivalents, will convert to common stock on the first anniversary of the date of the grant or, at the election of the reporting person, in up to three equal annual installments beginning in January of the year following the year in which the reporting person retires or separates from the Fulton Financial Corporation Board of Directors.
( 7 )Represents 3,451 restricted stock units granted to the reporting person on June 1, 2021, together with 137.3566 accumulated dividend equivalents, for which the forfeiture restrictions lapsed on June 1, 2022. The common stock into which the restricted stock units were converted is reported in Table I of this Form 4.

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