Sec Form 4 Filing - Finke Daniel P @ CVS HEALTH Corp - 2022-02-21

FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person Finke Daniel P 2. Issuer Name and Ticker or Trading Symbol CVS HEALTH Corp [ CVS] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) _____ Director _____ 10% Owner X __ Officer (give title below) _____ Other (specify below) EVP/Pres, Health Care Benefits (Last) (First) (Middle) ONE CVS DRIVE 3. Date of Earliest Transaction (MM/DD/YY) 02/21/2022 (Street) WOONSOCKET, RI02895 4. If Amendment, Date Original Filed (MM/DD/YY) 6. Individual or Joint/Group Filing (Check Applicable Line) __ X __ Form filed by One Reporting Person _____ Form filed by More than One Reporting Person (City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Common Stock 02/21/2022 A 34,387( 1 ) A $ 0 57,713.9607 D Common Stock (pep) 3,097.8084 D Common Stock (restricted) 25,701 D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 6. Date Exercisable and Expiration Date (MM/DD/YY) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Stock Option $ 54.19 04/01/2020( 2 ) 04/01/2029 Common Stock 32,322 32,322 D Stock Option $ 58.34 04/01/2021( 3 ) 04/01/2030 Common Stock 54,332 54,332 D Stock Option $ 74.3 04/01/2022( 4 ) 04/01/2031 Common Stock 82,066 82,066 D Stock Option $ 52.37 05/31/2022( 5 ) 05/31/2029 Common Stock 28,640 28,640 D

Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other Finke Daniel P ONE CVS DRIVE WOONSOCKET, RI02895 EVP/Pres, Health Care Benefits Signatures /s/ Daniel P. Finke 02/23/2022 Signature of Reporting Person Date

Explanation of Responses:

( 1 )Represents shares earned by the reporting person pursuant to certain performance stock units (the "PSUs"), which were granted to the reporting person under the Issuer's Aetna Inc. 2010 Incentive Compensation Plan (the "Aetna Plan") on June 5, 2019. The PSUs were earned based on the attainment of certain performance metrics, which performance metrics were certified by the Management and Planning Committee of the Board of Directors of the Issuer on February 21, 2022. ( 2 )Option became exercisable in four equal annual installments, beginning on 4/1/2020. ( 3 )Option became exercisable in four equal annual installments, commencing 4/1/2021. ( 4 )Option becomes exercisable in four equal installments, commencing 4/1/2022. ( 5 )Option becomes exercisable in three equal installments, commencing 5/31/2022.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

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