Sec Form 4 Filing - Isaias Zanatta Roberto Jacobo @ MATTEL INC /DE/ - 2022-08-01

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Isaias Zanatta Roberto Jacobo
2. Issuer Name and Ticker or Trading Symbol
MATTEL INC /DE/ [ MAT]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
EVP & Chief Supply Chain Offr
(Last) (First) (Middle)
333 CONTINENTAL BOULEVARD
3. Date of Earliest Transaction (MM/DD/YY)
08/01/2022
(Street)
EL SEGUNDO, CA90245
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/01/2022 M 9,852 A 76,270 D
Common Stock 08/01/2022 F 4,885( 2 ) D $ 23.16 71,385 D
Common Stock 08/02/2022 M 5,930 A 77,315 D
Common Stock 08/02/2022 F 2,941( 4 ) D $ 23.13 74,374 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units - Granted 08/01/2019 ( 1 ) 08/01/2022 M 9,852 ( 1 ) ( 1 ) Common Stock 9,852 $ 0 0 D
Restricted Stock Units ( 3 ) 08/02/2022 M 5,930 ( 3 ) ( 3 ) Common Stock 5,930 $ 0 12,041 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Isaias Zanatta Roberto Jacobo
333 CONTINENTAL BOULEVARD
EL SEGUNDO, CA90245
EVP & Chief Supply Chain Offr
Signatures
/s/ Tiffani Magri, Attorney-in-Fact for Roberto Jacobo Isaias Zanatta 08/03/2022
Signature of Reporting Person Date
Explanation of Responses:
( 1 )As reported on a Form 4 dated August 1, 2019 and filed on August 5, 2019, the Reporting Person received a grant of 28,974 RSUs on August 1, 2019. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2022, the final 34% of these RSUs vested, resulting in the issuance of 9,852 shares of Mattel, Inc. Common Stock.
( 2 )Pursuant to the terms of the August 1, 2019 RSU grant, 4,885 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.
( 3 )As reported on a Form 4 dated July 31, 2021 and filed on August 3, 2021, the Reporting Person received a grant of 17,971 RSUs on August 2, 2021. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 2, 2022, the first 33% of these RSUs vested, resulting in the issuance of 5,930 shares of Mattel, Inc. Common Stock.
( 4 )Pursuant to the terms of the August 2, 2022 RSU grant, 2,941 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.

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