Sec Form 4 Filing - Ledford Laurie @ MARSH & MCLENNAN COMPANIES, INC. - 2017-05-16

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Ledford Laurie
2. Issuer Name and Ticker or Trading Symbol
MARSH & MCLENNAN COMPANIES, INC. [ MMC]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
SVP & Chief HR Officer
(Last) (First) (Middle)
1166 AVENUE OF THE AMERICAS
3. Date of Earliest Transaction (MM/DD/YY)
05/16/2017
(Street)
NEW YORK, NY10036
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 05/16/2017 M 7,500 A $ 0 44,419.5441 ( 1 ) D
Common Stock 05/16/2017 M 22,046 A $ 0 66,465.5441 D
Common Stock 05/16/2017 M 34,938 A $ 0 101,403.5441 D
Common Stock 05/16/2017 M 64,517 A $ 0 165,920.5441 D
Common Stock 05/16/2017 M 12,418 A $ 0 178,338.5441 D
Common Stock 05/16/2017 M 11,245 A $ 0 189,583.5441 D
Common Stock 05/16/2017 S 184,305 D $ 74.027 5,278.5441 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options (Right to Buy) $ 57.325 05/16/2017 M 7,500 ( 2 ) 02/21/2026 Common Stock 7,500 $ 0 35,753 D
Stock Options (Right to Buy) $ 56.84 05/16/2017 M 22,046 ( 3 ) 02/22/2025 Common Stock 22,046 $ 0 22,046 D
Stock Options (Right to Buy) $ 48 05/16/2017 M 34,938 ( 4 ) 02/23/2024 Common Stock 34,938 $ 0 11,646 D
Stock Options (Right to Buy) $ 36.495 05/16/2017 M 64,517 ( 5 ) 02/24/2023 Common Stock 64,517 $ 0 0 D
Stock Options (Right to Buy) $ 31.885 05/16/2017 M 12,418 ( 6 ) 02/23/2022 Common Stock 12,418 $ 0 0 D
Stock Options (Right to Buy) $ 30.595 05/16/2017 M 11,245 ( 7 ) 02/20/2021 Common Stock 11,245 $ 0 0 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Ledford Laurie
1166 AVENUE OF THE AMERICAS
NEW YORK, NY10036
SVP & Chief HR Officer
Signatures
/s/ Tiffany D. Wooley, Attorney-in-Fact 05/17/2017
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The reporting person's original Form 3 filed on April 12, 2012, inadvertently misstated the number of shares of MMC common stock held by the reporting person. This filing amends that error.
( 2 )These options were granted on February 22, 2016 and vest in four equal annual installments. The first installment vested and became exercisable on February 22, 2017. The remaining installments vest on February 22nd of 2018, 2019 and 2020.
( 3 )These options were granted on February 23, 2015 and vest in four equal annual installments. The first two installments vested and became exercisable on February 23rd of 2016 and 2017. The remaining installments vest on February 23rd of 2018 and 2019.
( 4 )These options were granted on February 24, 2014 and vest in four equal annual installments. The first three installments vested and became exercisable on February 24th of 2015, 2016 and 2017. The remaining installment vests on February 24, 2018.
( 5 )These options were granted on February 25, 2013 and vested in four equal annual installments on February 25th of 2014, 2015, 2016 and 2017.
( 6 )These options were granted on February 24, 2012 and vested in four equal annual installments on February 24th of 2013, 2014, 2015 and 2016.
( 7 )These options were granted on February 21, 2011 and vested in four equal annual installments on February 21st of 2012, 2013, 2014 and 2015.

Reminder: Report on a separate line for each class of securities beneficially owned directly or in directly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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