Sec Form 4 Filing - McKenney Richard P @ Unum Group - 2022-03-01

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
McKenney Richard P
2. Issuer Name and Ticker or Trading Symbol
Unum Group [ UNM]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
President and CEO
(Last) (First) (Middle)
1 FOUNTAIN SQUARE
3. Date of Earliest Transaction (MM/DD/YY)
03/01/2022
(Street)
CHATTANOOGA, TN37402
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/01/2022 F 12,626( 1 ) D $ 26.88 896,163( 2 ) D
Common Stock 03/01/2022 F 8,872( 3 ) D $ 26.88 887,291( 4 ) D
Common Stock 03/01/2022 F 17,903( 5 ) D $ 26.88 869,388( 6 ) D
Common Stock 03/01/2022 M 22,545 A $ 0 891,933( 7 ) D
Common Stock 03/01/2022 D 22,545 D $ 26.88 869,388( 6 ) D
Common Stock 03/01/2022 A 156,250( 8 ) A $ 0 1,025,638( 9 ) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units ( 10 ) 03/01/2022 M 22,545 ( 11 ) ( 11 ) Common Stock 22,545 $ 0 23,229 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
McKenney Richard P
1 FOUNTAIN SQUARE
CHATTANOOGA, TN37402
X President and CEO
Signatures
/s/ Jullienne, J. Paul, Attorney-in-Fact 03/03/2022
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Shares withheld to satisfy tax withholding obligation applicable to the vesting of 32,084.003 stock-settled RSUs (as defined in footnote (2) below).
( 2 )Includes 183,642 restricted stock units, 124,867 stock success units ("SSUs"), and 587,654 shares of common stock. All restricted stock units ("stock-settled RSUs") and SSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.
( 3 )Shares withheld to satisfy tax withholding obligation applicable to the vesting of 22,545.000 stock-settled RSUs.
( 4 )Includes 161,097 stock-settled RSUs, 124,867 SSUs, and 601,327 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
( 5 )Shares withheld to satisfy tax withholding obligation applicable to the vesting of 45,496.000 stock-settled RSUs.
( 6 )Includes 115,601 stock-settled RSUs, 124,867 SSUs, and 628,920 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
( 7 )Includes 115,601 stock-settled RSUs, 124,867 SSUs, and 651,465 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
( 8 )All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2023.
( 9 )Includes 271,851 stock-settled RSUs, 124,867 SSUs, and 628,920 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
( 10 )The restricted stock units may be settled solely in cash ("cash-settled RSUs"). Each cash-settled RSU is the economic equivalent of one share of common stock of the issuer.
( 11 )The cash-settled RSUs vest in three equal annual installments beginning on March 1, 2021. Vested units are to be settled within 30 days after the vesting date.

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