Sec Form 4 Filing - Walicki Joseph A @ JOHNSON CONTROLS INC - 2016-09-02

FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person Walicki Joseph A 2. Issuer Name and Ticker or Trading Symbol JOHNSON CONTROLS INC [ JCI] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) _____ Director _____ 10% Owner X __ Officer (give title below) _____ Other (specify below) VP & Pres., Power Solutions (Last) (First) (Middle) 5757 N GREEN BAY AVE 3. Date of Earliest Transaction (MM/DD/YY) 09/02/2016 (Street) MILWAUKEE, WI53209 4. If Amendment, Date Original Filed (MM/DD/YY) 6. Individual or Joint/Group Filing (Check Applicable Line) __ X __ Form filed by One Reporting Person _____ Form filed by More than One Reporting Person (City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Common Stock 09/02/2016 D 4,419.895 D 0 I by 401k Plan Trustee Common Stock 09/02/2016 F 495 D $ 45.45 92,332.515 ( 2 ) D Common Stock 09/02/2016 D 92,332.515 D 0 D Common Stock 09/02/2016 M 136.572 A $ 0 136.572 D Common Stock 09/02/2016 D 136.572 D $ 45.45 0 D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 6. Date Exercisable and Expiration Date (MM/DD/YY) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Employee Stock Option (Right to Buy) $ 40.21 09/02/2016 D 9,600 10/01/2009 10/01/2017 Common Stock 9,600 ( 3 ) 0 D Employee Stock Option (Right to Buy) $ 28.79 09/02/2016 D 12,000 10/01/2010 10/01/2018 Common Stock 12,000 ( 3 ) 0 D Employee Stock Option (Right to Buy) $ 24.87 09/02/2016 D 15,000 10/01/2011 10/01/2019 Common Stock 15,000 ( 3 ) 0 D Employee Stock Option (Right to Buy) $ 30.54 09/02/2016 D 13,200 10/01/2012 10/01/2020 Common Stock 13,200 ( 3 ) 0 D Employee Stock Option (Right to Buy) $ 28.54 09/02/2016 D 12,500 10/07/2013 10/07/2021 Common Stock 12,500 ( 3 ) 0 D Employee Stock Option (Right to Buy) $ 27.85 09/02/2016 D 16,100 10/05/2014 10/05/2022 Common Stock 16,100 ( 3 ) 0 D Employee Stock Option (Right to Buy) $ 48.37 09/02/2016 D 11,428 11/19/2015 11/19/2023 Common Stock 11,428 ( 3 ) 0 D Employee Stock Option (Right to Buy) $ 50.23 09/02/2016 D 14,478 11/18/2016( 4 ) 11/18/2024 Common Stock 14,478 ( 3 ) 0 D Employee Stock Option (Right to Buy) $ 46.31 09/02/2016 D 8,722 01/05/2017( 4 ) 01/05/2025 Common Stock 8,722 ( 3 ) 0 D Employee Stock Option (Right to Buy) $ 43.86 09/02/2016 D 50,038 10/07/2017( 4 ) 10/07/2025 Common Stock 50,038 ( 3 ) 0 D Phantom Stock Units - Restricted Stock Plan ( 5 ) 09/02/2016 M 136.572 ( 6 ) ( 6 ) Common Stock 136.572 ( 7 ) $ 0 0 D

Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other Walicki Joseph A 5757 N GREEN BAY AVE MILWAUKEE, WI53209 VP & Pres., Power Solutions Signatures /s/ Catherine M. Walker, Attorney-in-Fact for Joseph A. Walicki 09/07/2016 Signature of Reporting Person Date

Explanation of Responses:

( 1 )Each share of Johnson Controls, Inc. ("Johnson Controls") was converted into 0.8357 ordinary shares of Johnson Controls International plc (formerly Tyco International plc) ("JCI plc") and $5.7293 in cash in connection with the closing of the merger between Johnson Controls and JCI plc (the "merger"). ( 2 )Includes 2,059.74 shares acquired via dividend reinvestment on October 2, 2015, January 5, April 4, July 5 and August 19, 2016 at prices ranging from $38.58 to $45.03 per share. ( 3 )The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. ( 4 )Fifty percent of the stock options vest after two years, and the remaining stock options vest after three years. ( 5 )Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock, and the phantom stock units were converted into an equivalent number of restricted stock units in JCI plc in connection with the closing of the merger. ( 6 )The phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. ( 7 )Includes 43.99 units acquired via dividend reinvestment on January 5, April 4, July 5 and August 19, 2016 at prices ranging from $38.58 to $45.03 per unit.

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