Sec Form 4 Filing - Molinaroli Alex A @ JOHNSON CONTROLS INC

Insider filing report for Changes in Beneficial Ownership

"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>

Here is the list of insider trading transaction codes

FORM 4

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:

3235-0287

Expires:

November 30, 2011

Estimated average burden hours per response...

0.5

1. Name and Address of Reporting Person

Molinaroli Alex A

2. Issuer Name and Ticker or Trading Symbol
JOHNSON CONTROLS INC [ JCI]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

_____ Director	_____ 10% Owner
X __ Officer (give title below)	_____ Other (specify below)
Chairman & CEO

(Last)

(First)

(Middle)

5757 N. GREEN BAY AVENUE, P.O. BOX 591

3. Date of Earliest Transaction (MM/DD/YY)
09/02/2016

(Street)

MILWAUKEE, WI53201

4. If Amendment, Date Original Filed (MM/DD/YY)

6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person

(City)

(State)

(Zip)

**Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned**
1.Title of Security (Instr. 3)	2. Transaction Date (MM/DD/YY)	2A. Deemed Execution Date, if any (MM/DD/YY)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1.Title of Security (Instr. 3)	2. Transaction Date (MM/DD/YY)	2A. Deemed Execution Date, if any (MM/DD/YY)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	09/02/2016		D		26,823.865	D		0	I	by 401(k) Trustee
Common Stock	09/02/2016		M		94,387.621	A	$ 0	410,235.338	D
Common Stock	09/02/2016		M		36,932.248	A	$ 0	447,167.586	D
Common Stock	09/02/2016		M		45,304.543	A	$ 0	492,472.129	D
Common Stock	09/02/2016		M		13,295.433	A	$ 0	505,767.562	D
Common Stock	09/02/2016		D		94,387.621	D	$ 48.9	411,379.941	D
Common Stock	09/02/2016		D		36,932.248	D	$ 48.9	374,447.693	D
Common Stock	09/02/2016		D		45,304.543	D	$ 48.9	329,143.15	D
Common Stock	09/02/2016		D		13,295.433	D	$ 48.9	315,847.717	D
Common Stock	09/02/2016		D		315,847.717 ^{( 2 )} ^{( 3 )}	D		0	D

**Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned**
( *e.g.* , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (MM/DD/YY)	3A. Deemed Execution Date, if any (MM/DD/YY)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5)		6. Date Exercisable and Expiration Date (MM/DD/YY)		7. Title and Amount of Underlying Securities (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (MM/DD/YY)	3A. Deemed Execution Date, if any (MM/DD/YY)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)			11. Nature of Indirect Beneficial Ownership (Instr. 4)
Phantom Stock Units - Annual Incentive Plan	$ 0 ^{( 4 )}	09/02/2016		M			94,387.621	^{( 5 )}	^{( 5 )}	Common Stock	94,387.621 ^{( 6 )}	$ 0	0	D
Phantom Stock Units - Long Term Incentive Plan	$ 0 ^{( 4 )}	09/02/2016		M			36,932.248	^{( 7 )}	^{( 7 )}	Common Stock	36,932.248 ^{( 8 )}	$ 0	0	D
Phantom Stock Units - Retirement Restoration Plan	$ 0 ^{( 4 )}	09/02/2016		D			16,287.616	^{( 9 )}	^{( 9 )}	Common Stock	16,287.616 ^{( 10 )}	$ 0	0	D
Phantom Stock Units - Restricted Stock Plan	$ 0 ^{( 4 )}	09/02/2016		M			45,304.543	^{( 11 )}	^{( 11 )}	Common Stock	45,304.543	$ 0	107,977.888	D
Phantom Stock Units - Restricted Stock Plan	$ 0 ^{( 4 )}	09/02/2016		M			13,295.433	^{( 11 )}	^{( 11 )}	Common Stock	13,295.433	$ 0	94,682.455	D
Phantom Stock Units - Restricted Stock Plan	$ 0 ^{( 4 )}	09/02/2016		D			94,682.455	^{( 11 )}	^{( 11 )}	Common Stock	94,682.455 ^{( 12 )}	$ 0	0	D
Employee Stock Option (Right to Buy)	$ 43.86	09/02/2016		D			217,604	10/07/2017^{( 13 )}	10/07/202 5	Common Stock	217,604	^{( 14 )}	0	D
Employee Stock Option (Right to Buy)	$ 50.23	09/02/2016		D			169,924	11/18/2016^{( 13 )}	11/18/2024	Common Stock	169,924	^{( 14 )}	0	D
Employee Stock Option (Right to Buy)	$ 40.21	09/02/2016		D			90,000	10/01/2009	10/01/2017	Common Stock	90,000	^{( 14 )}	0	D
Employee Stock Option (Right to Buy)	$ 30.54	09/02/2016		D			135,000	10/01/2012	10/01/2020	Common Stock	135,000	^{( 14 )}	0	D
Employee Stock Option (Right to Buy)	$ 28.54	09/02/2016		D			125,000	10/07/2013	10/07/2021	Common Stock	125,000	^{( 14 )}	0	D
Employee Stock Option (Right to Buy)	$ 27.85	09/02/2016		D			72,900	10/05/2014	10/05/2022	Common Stock	72,900	^{( 14 )}	0	D
Employee Stock Option (Right to Buy)	$ 30.73	09/02/2016		D			65,100	01/23/2015	01/23/2023	Common Stock	65,100	^{( 14 )}	0	D
Employee Stock Option (Right to Buy)	$ 48.37	09/02/2016		D			153,061	11/19/2015	11/19/2023	Common Stock	153,061	^{( 14 )}	0	D

**Reporting Owners**
Reporting Owner Name / Address	Relationships
Reporting Owner Name / Address	Director	10% Owner	Officer	Other
Molinaroli Alex A 5757 N. GREEN BAY AVENUE P.O. BOX 591 MILWAUKEE, WI53201			Chairman & CEO

**Signatures**
/s/ Catherine M. Walker, attorney-in-fact for Alex A. Molinaroli		09/07/2016
Signature of Reporting Person		Date

Explanation of Responses:

( 1 )Each share of Johnson Controls, Inc. ("Johnson Controls") was converted into 0.8357 ordinary shares of Johnson Controls International plc (formerly Tyco International plc) ("JCI plc") and $5.7293 in cash in connection with the closing of the merger between Johnson Controls and JCI plc (the "merger").
( 2 )Includes 6,448.572 shares acquired via dividend reinvestment on April 4, July 5 and August 19, 2016 at prices ranging from $38.76 to $45.03 per share.
( 3 )The balance includes unvested restricted stock units and dividend equivalents that were converted into an equivalent number of restricted stock units in JCI plc in connection with the closing of the merger.
( 4 )Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock.
( 5 )The phantom stock units accrued under the Johnson Controls Annual Incentive Plan and settled 100% in cash.
( 6 )Includes 2,486.981 units acquired via dividend reinvestment on January 5, April 4, July 5 and August 19, 2016 at prices ranging from $38.58 to $45.03 per unit.
( 7 )The phantom stock units accrued under the Johnson Controls Long-Term Incentive Plan and were settled 100% in cash.
( 8 )Includes 1,243.161 units acquired via dividend reinvestment on January 5, April 4, July 5 and August 19, 2016 at prices ranging from $38.58 to $45.03 per unit.
( 9 )The phantom stock units accrue under the Johnson Controls Retirement Restoration Plan and are to be settled 100% in cash upon the reporting person's retirement or termination of employment with the company.
( 10 )Includes 1,308.111 units acquired via dividend reinvestment on April 2, July 2, October 2, 2013, January 6, April 2, July 2, October 2, 2014, January 5, April 2, July 2, October 2, 2015, January 5, April 4, July 5 and August 19, 2016 at prices ranging from $38.58 to $50.92 per unit.
( 11 )The phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements.
( 12 )Includes 4,249.779 units acquired via dividend reinvestment on January 5, April 4, July 5 and August 19, 2016 at prices ranging from $38.58 to $45.03 per unit.
( 13 )Fifty percent of the options vest after two years and the remaining 50% vests after three years.
( 14 )The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Sec Form 4 Filing - Molinaroli Alex A @ JOHNSON CONTROLS INC - 2016-09-02