Sec Form 4 Filing - DAVIS SUSAN F @ JOHNSON CONTROLS INC - 2016-09-02

FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person DAVIS SUSAN F 2. Issuer Name and Ticker or Trading Symbol JOHNSON CONTROLS INC [ JCI] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) _____ Director _____ 10% Owner X __ Officer (give title below) _____ Other (specify below) Executive Vice President (Last) (First) (Middle) 5757 N. GREEN BAY AVENUE, P.O. BOX 591 3. Date of Earliest Transaction (MM/DD/YY) 09/02/2016 (Street) MILWAUKEE, WI53201-0591 4. If Amendment, Date Original Filed (MM/DD/YY) 6. Individual or Joint/Group Filing (Check Applicable Line) __ X __ Form filed by One Reporting Person _____ Form filed by More than One Reporting Person (City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Common Stock 08/24/2016 G V 33,333 D $ 0 112,195.121 D Common Stock 09/02/2016 M 1,110.188 A $ 0 113,305.309 D Common Stock 09/02/2016 M 92,404.023 A $ 0 93,514.211 D Common Stock 09/02/2016 M 8,096.989 A $ 0 101,611.2 D Common Stock 09/02/2016 D 92,404.023 D $ 48.9 9,207.177 D Common Stock 09/02/2016 D 8,096.989 D $ 48.9 1,110.188 D Common Stock 09/02/2016 D 1,062.068 D 0 I by 401(k) Plan Trustee Common Stock 09/02/2016 D 112,195.121 ( 2 ) ( 3 ) D 1,110.188 D Common Stock 09/02/2016 D 1,110.188 D $ 48.9 0 D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 6. Date Exercisable and Expiration Date (MM/DD/YY) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Phantom Stock Units - Retirement Restoration Plan ( 4 ) 09/02/2016 M 1,110.188 ( 5 ) ( 5 ) Common Stock 1,110.188 ( 6 ) $ 0 0 D Phantom Stock Units - Restricted Stock Plan ( 4 ) 09/02/2016 M 92,404.023 ( 7 ) ( 7 ) Common Stock 92,404.023 $ 0 22,418.6096 D Phantom Stock Units - Restricted Stock Plan ( 4 ) 09/02/2016 M 8,096.989 ( 7 ) ( 7 ) Common Stock 8,096.989 $ 0 14,321.6206 D Phantom Stock Units - Restricted Stock Plan ( 4 ) 09/02/2016 D 14,321.6206 ( 7 ) ( 7 ) Common Stock 14,321.6206 ( 8 ) $ 0 0 D Employee Stock Option (Right to Buy) $ 28.79 09/02/2016 D 110,000 10/01/2010 10/01/2018 Common Stock 110,000 ( 9 ) 0 D Employee Stock Option (Right to Buy) $ 24.87 09/02/2016 D 110,000 10/01/2011 10/01/2019 Common Stock 110,000 ( 9 ) 0 D Employee Stock Option (Right to Buy) $ 30.54 09/02/2016 D 84,000 10/01/2012 10/01/2020 Common Stock 84,000 ( 9 ) 0 D Employee Stock Option (Right to Buy) $ 28.54 09/02/2016 D 78,000 10/07/2013 10/07/2021 Common Stock 78,000 ( 9 ) 0 D Employee Stock Option (Right to Buy) $ 27.85 09/02/2016 D 44,200 10/05/2014 10/05/2022 Common Stock 44,200 ( 9 ) 0 D Employee Stock Option (Right to Buy) $ 48.37 09/02/2016 D 30,816 11/19/2015 11/19/2023 Common Stock 30,816 ( 9 ) 0 D Employee Stock Option (Right to Buy) $ 50.23 09/02/2016 D 30,051 11/18/2016( 10 ) 11/18/2024 Common Stock 30,051 ( 9 ) 0 D Employee Stock Option (Right to Buy) $ 43.86 09/02/2016 D 34,448 10/07/2017( 10 ) 10/07/2025 Common Stock 34,448 ( 9 ) 0 D Employee Stock Option (Right to Buy) $ 40.21 09/02/2016 D 75,000 10/01/2009 10/01/2017 Common Stock 75,000 ( 9 ) 0 D

Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other DAVIS SUSAN F 5757 N. GREEN BAY AVENUE P.O. BOX 591 MILWAUKEE, WI53201-0591 Executive Vice President Signatures /s/ Catherine M. Walker, attorney-in-fact for Susan F. Davis 09/07/2016 Signature of Reporting Person Date

Explanation of Responses:

( 1 )Each share of Johnson Controls, Inc. was converted into 0.8357 ordinary shares of JCI plc and $5.7293 in cash in connection with the closing of the merger. ( 2 )The balance includes unvested restricted stock units and dividend equivalents that were converted into an equivalent number of restricted stock units in Johnson Controls International plc (formerly Tyco International plc) ("JCI plc") in connection with the closing of the merger between Johnson Controls, Inc. ("Johnson Controls") and JCI plc (the "merger"). ( 3 )Includes 1,451.398 shares acquired via dividend reinvestment on January 5, April 4, July 5 and August 19, 2016 at prices ranging from $38.58 to $45.03 per share. ( 4 )Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock. ( 5 )The phantom stock units accrued under the Johnson Controls Retirement Restoration Plan and settled 100% in cash. ( 6 )Includes 89.163 units acquired via dividend reinvestment on April 2, July 2, October 2, 2013, January 6, April 2, July 2, October 2, 2014, January 5, April 2, July 2, October 2, 2015, January 5, April 4, July 5 and August 19, 2016 at prices ranging from $38.58 to $50.92 per unit. ( 7 )The phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements. ( 8 )Includes 3,183.475 units acquired via dividend reinvestment on January 5, April 4, July 5 and August 19, 2016 at prices ranging from $38.58 to $45.03 per unit. ( 9 )The options were converted into an equivalent number of options with respect to JCI plc at the same exercise price in connection with the closing of the merger. ( 10 )Fifty percent of the options vest after two years and the remaining 50% vests after three years.

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