Sec Form 4 Filing - Molinaroli Alex A @ JOHNSON CONTROLS INC - 2015-10-07

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Molinaroli Alex A
2. Issuer Name and Ticker or Trading Symbol
JOHNSON CONTROLS INC [ JCI]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Chairman & CEO
(Last) (First) (Middle)
5757 N. GREEN BAY AVENUE, P.O. BOX 591
3. Date of Earliest Transaction (MM/DD/YY)
10/07/2015
(Street)
MILWAUKEE, WI53201
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 10/07/2015 M 8,990.334 A $ 43.86 93,740.57 ( 1 ) D
Common Stock 10/07/2015 D 8,990.334 D $ 43.86 84,750.236 D
Common Stock 10/07/2015 A 55,454 A $ 0 140,204.236 D
Common Stock 10/07/2015 A 166,366 A $ 0 306,570.236 D
Common Stock 50,174.241 ( 2 ) I by 401(k) Trustee
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securiti es
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Phantom Stock Units - Restricted Stock Plan $ 0 ( 3 ) 10/07/2015 M 8,990.334 ( 4 ) ( 4 ) Common Stock 8,990.334 $ 0 65,664.665 ( 5 ) D
Phantom Stock Units - Restricted Stock Plan $ 0 ( 3 ) 10/07/2015 A 9,787 ( 4 ) ( 4 ) Common Stock 9,787 $ 0 75,451.665 D
Phantom Stock Units - Restricted Stock Plan $ 0 ( 3 ) 10/07/2015 A 29,359 ( 4 ) ( 4 ) Common Stock 29,359 $ 0 104,810.665 D
Employee Stock Option (Right to Buy) $ 43.86 10/07/2015 A 217,604 10/07/2017( 6 ) 10/07/2025 Common Stock 217,604 $ 0 217,604 D
Employee Stock Option (Right to Buy) $ 50.23 11/18/2016( 6 ) 11/18/2024 Common Stock 169,924 169,924 D
Employee Stock Option (Right to Buy) $ 48.37 11/19/2015( 6 ) 11/19/2023 Common Stock 153,061 153,061 D
Employee Stock Option (Right to Buy) $ 30.73 01/23/2015 01/23/2023 Common Stock 65,100 65,100 D
Employee Stock Option (Right to Buy) $ 27.85 10/05/2014 10/05/2022 Common Stock 72,900 72,900 D
Employee Stock Option (Right to Buy) $ 28.54 10/07/2013 10/07/2021 Common Stock 125,000 125,000 D
Employee Stock Option (Right to Buy) $ 30.54 10/01/2012 10/01/2020 Common Stock 135,000 135,000 D
Employee Stock Option (Right to Buy) $ 40.21 10/01/2009 10/01/2017 Common Stock 90,000 90,000 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Molinaroli Alex A
5757 N. GREEN BAY AVENUE
P.O. BOX 591
MILWAUKEE, WI53201
Chairman & CEO
Signatures
/s/ Angela M. Blair, Attorney-in-fact for Alex A. Molinaroli 10/09/2015
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The balance includes 443.36 shares acquired via dividen reinvestment on July 2, 2015 at $49.44 per share.
( 2 )The number of underlying securities is based on the stock fund balance on September 29, 2015. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on a September 29, 2015 stock fund price of $39.80 per share.
( 3 )Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock.
( 4 )The phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements.
( 5 )The balance includes 1,464.774 phantom stock units acquired via dividend reinvestment on January 5, April 2, July 2, and October 2, 2015, at prices ranging from $42.33 to $50.16 per unit.
( 6 )Fifty percent of the options vest after two years and the remaining 50% vests after three years.

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