Sec Form 4 Filing - Heller Paul G @ HUNTINGTON BANCSHARES INC /MD/ - 2021-05-27

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Heller Paul G
2. Issuer Name and Ticker or Trading Symbol
HUNTINGTON BANCSHARES INC /MD/ [ HBAN]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Sr. EVP & Chief Technology Off
(Last) (First) (Middle)
HUNTINGTON CENTER, 41 S. HIGH STREET
3. Date of Earliest Transaction (MM/DD/YY)
05/27/2021
(Street)
COLUMBUS, OH43287
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 05/27/2021 M 63,344 A $ 8.57 592,860.211 D
Common Stock 05/27/2021 F 48,224 D $ 15.805 544,636.211 D
Common Stock 6,547.69 I By Issuer's Supplemental Stock Purchase and Tax Savings Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee/Director Stock Option (Right to Buy) $ 8.57 05/27/2021 M 63,344 05/01/2021 05/01/2030 Common Stock 63,344 $ 0 190,034 D
Employee/Director Stock Option (Right to Buy) $ 10.06 05/01/2017 05/01/2026 Common Stock 9,940 9,940 D
Employee/Director Stock Option (Right to Buy) $ 10.89 05/01/2016 05/01/2025 Common Stock 9,182 9,182 D
Employee/Director Stock Option (Right to Buy) $ 13.09 05/01/2018 05/01/2027 Common Stock 74,733 74,733 D
Employee/Director Stock Option (Right to Buy) $ 13.77 05/01/2020 05/01/2029 Common Stock 176,701 176,701 D
Employee/Director Stock Option (Right to Buy) $ 14.81 05/01/2019 05/01/2028 Common Stock 135,658 135,658 D
Employee/Director Stock Option (Right to Buy) $ 16.08 03/26/2022 03/26/2031 Common Stock 126,262 126,262 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Heller Paul G
HUNTINGTON CENTER
41 S. HIGH STREET
COLUMBUS, OH43287
Sr. EVP & Chief Technology Off
Signatures
Elizabeth B. Moore, Attorney-in-Fact 06/01/2021
Signature of Reporting Person Date
Explanation of Responses:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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