Sec Form 3 Filing - Mohr Cheryl A. @ HP INC - 2021-04-15

Insider filing report for Changes in Beneficial Ownership
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FORM 3
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Mohr Cheryl A.
2. Issuer Name and Ticker or Trading Symbol
HP INC [ HPQ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Acting Chief HR Officer
(Last) (First) (Middle)
C/O HP INC, 1501 PAGE MILL ROAD
3. Date of Earliest Transaction (MM/DD/YY)
04/15/2021
(Street)
PALO ALTO, CA94304
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 135,297.922 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (right to buy) $ 12.49 ( 1 ) 12/11/2014( 1 ) 12/10/2021( 1 ) Common Stock 64,859 ( 1 ) D
Employee Stock Option (right to buy) $ 17.29 ( 2 ) 12/10/2015( 2 ) 12/09/2022( 2 ) Common Stock 45,401 ( 2 ) D
Employee Stock Option (right to buy) $ 13.83 ( 3 ) 11/02/2016( 3 ) 11/01/2023( 3 ) Common Stock 37,965 ( 3 ) D
Restricted Stock Units $ 0 ( 4 ) ( 4 ) Common Stock 16,354 ( 4 ) D
Restricted Stock Units $ 0 ( 5 ) ( 5 ) Common Stock 4,254 ( 5 ) D
Restricted Stock Units $ 0 ( 6 ) ( 6 ) Common Stock 18,293 ( 6 ) D
Restricted Stock Units $ 0 ( 7 ) ( 7 ) Common Stock 15,836 ( 7 ) D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Mohr Cheryl A.
C/O HP INC
1501 PAGE MILL ROAD
PALO ALTO, CA94304
Acting Chief HR Officer
Signatures
/s/ Rick Hansen, Attorney-in-Fact for Cheryl Mohr 04/23/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )On 12/11/2013, the reporting person was granted 64,859 options, all of which have vested, and 30,000 of which have been exercised.
( 2 )On 12/10/2014, the reporting person was granted 45,401 options, all of which have vested.
( 3 )On 11/02/2015, the reporting person was granted 37,965 options, all of which have vested.
( 4 )On 12/7/2018, the reporting person was granted 16,354 restricted stock units ("RSUs"), 5,451 of which vested on 12/7/2019 and 12/7/2020 and 5,452 of which are scheduled to vest on 12/7/2021. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.
( 5 )On 10/28/2019, the reporting person was granted 4,254 RSUs, 1,418 of which vested on 10/28/2020 and 1,418 of which are scheduled to vest on each of 10/28/2021 and 10/28/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.
( 6 )On 12/6/2019, the reporting person was granted 18,293 RSUs, 6,097 of which vested on 12/7/2020 and 6,098 of which are scheduled to vest on each of 12/7/2021 and 12/07/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.
( 7 )On 12/7/2020, the reporting person was granted 15,836 RSUs, one-third of which vest annually over three years on each of 12/7/2021, 12/7/2022 and 12/7/2023. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

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