Sec Form 4/A Filing - Wawrin Stephen @ ESCALADE INC - 2022-03-02

FORM 4/A Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person Wawrin Stephen 2. Issuer Name and Ticker or Trading Symbol ESCALADE INC [ ESCA] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) _____ Director _____ 10% Owner X __ Officer (give title below) _____ Other (specify below) CHIEF FINANCIAL OFFICER (Last) (First) (Middle) 817 MAXWELL AVENUE 3. Date of Earliest Transaction (MM/DD/YY) 03/02/2022 (Street) EVANSVILLE, IN47711 4. If Amendment, Date Original Filed (MM/DD/YY) 03/04/2022 6. Individual or Joint/Group Filing (Check Applicable Line) __ X __ Form filed by One Reporting Person _____ Form filed by More than One Reporting Person (City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Common Stock 03/04/2022 M 3,667 A 28,667 D Common Stock 03/04/2022 M 1,031 A 29,698 D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 6. Date Exercisable and Expiration Date (MM/DD/YY) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Restricted Stock Units ( 2 ) 03/02/2022 A 7,500 ( 3 ) 03/02/2025 Common Stock 7,500 $ 0 7,500 D Restricted Stock Units ( 1 )( 2 ) 03/04/2022 M 3,667 ( 4 ) 03/04/2023 Common Stock 3,667 $ 0 3,667 D Restricted Stock Units ( 1 )( 2 ) 03/04/2022 M 1,031 ( 5 ) 03/04/2024 Common Stock 1,031 $ 0 2,064 D

Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other Wawrin Stephen 817 MAXWELL AVENUE EVANSVILLE, IN47711 CHIEF FINANCIAL OFFICER Signatures /s/ STEPHEN WAWRIN 03/04/2022 Signature of Reporting Person Date

Explanation of Responses:

( 1 )Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. ( 2 )Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). ( 3 )On March 2, 2022, the reporting person was granted 7,500 RSUs pursuant to the Escalade 2017 Plan, of which one third will vest on March 2, 2023, one third on March 2, 2024 and one third on March 2, 2025, provided that the reporting person remains an officer of Escalade. ( 4 )On March 4, 2020, the reporting person was granted 11,000 RSUs pursuant to the Escalade 2017 Plan, of which 3,666 RSUs vested and settled on March 4, 2021. An additional 3,667 RSUs vested and settled on March 4, 2022, as reported on this Form 4. The remaining 3,667 RSUs will vest and settle on March 4, 2023, provided that the reporting person remains an officer of Escalade as of such vesting date. All RSUs settle in shares of ESCA common stock. ( 5 )On March 4, 2021, the reporting person was granted 3,095 RSUs pursuant to the Escalade 2017 Plan, of which 1,031 RSUs vested and settled on March 4, 2022, as reported in this Form 4. One half of the remaining 2,064 RSUs will vest and settle on March 4, 2023 and the other half will vest and settle on March 4, 2024, provided that the reporting person remains an officer of Escalade as of such vesting date. All RSUs settle in shares of ESCA common stock.

Remarks: This amendment is filed solely to correct footnote 5, which inadvertently referred to continued service as a director rather than as an officer in the original filing.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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