Sec Form 4 Filing - O'BRIEN DEIRDRE @ Apple Inc. - 2024-04-01

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
O'BRIEN DEIRDRE
2. Issuer Name and Ticker or Trading Symbol
Apple Inc. [ AAPL]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Senior Vice President
(Last) (First) (Middle)
ONE APPLE PARK WAY
3. Date of Earliest Transaction (MM/DD/YY)
04/01/2024
(Street)
CUPERTINO, CA95014
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 04/01/2024 M 113,309 A 249,881 ( 2 ) D
Common Stock ( 3 ) 04/01/2024 F 58,577 D $ 170.03 191,304 D
Common Stock ( 4 ) 04/02/2024 S 54,732 D $ 168.91 ( 5 ) 136,572 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Unit ( 1 ) 04/01/2024 M 60,932 ( 6 ) ( 6 ) Common Stock 60,932 ( 1 ) 0 D
Restricted Stock Unit ( 1 ) 04/01/2024 M 29,688 ( 7 ) ( 7 ) Common Stock 29,688 ( 1 ) 29,688 D
Restricted Stock Unit ( 1 ) 04/01/2024 M 22,689 ( 8 ) ( 8 ) Common Stock 22,689 ( 1 ) 45,376 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
O'BRIEN DEIRDRE
ONE APPLE PARK WAY
CUPERTINO, CA95014
Senior Vice President
Signatures
/s/ Sam Whittington, Attorney-in-Fact for Deirdre O'Brien 04/03/2024
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.
( 2 )The number of securities reported reflects the acquisition on January 31, 2024 of 127 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 1, 2023 through January 31, 2024.
( 3 )Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units.
( 4 )This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2023.
( 5 )This transaction was executed in multiple trades at prices ranging from $168.385 to $169.185; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.
( 6 )This award was granted on September 29, 2019. 60,936 restricted stock units subject to the award vested on April 1, 2022 and 60,932 restricted stock units vested on each of April 1, 2023 and April 1, 2024.
( 7 )This award was granted on September 27, 2020. 29,688 restricted stock units subject to the award vested on each of April 1, 2023 and April 1, 2024 and 29,688 restricted stock units are scheduled to vest on April 1, 2025, assuming continued employment through the applicable vesting date.
( 8 )This award was granted on September 26, 2021. 22,689 restricted stock units subject to the award vested on April 1, 2024 and 22,688 restricted stock units are scheduled to vest on each of April 1, 2025 and April 1, 2026, assuming continued employment through the applicable vesting date.

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