Sec Form 3/A Filing - Wolf James G. @ ENZO BIOCHEM INC - 2022-10-28

Insider filing report for Changes in Beneficial Ownership
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FORM 3/A
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Wolf James G.
2. Issuer Name and Ticker or Trading Symbol
ENZO BIOCHEM INC [ ENZ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
105, FLYWAY DRIVE
3. Date of Earliest Transaction (MM/DD/YY)
10/28/2022
(Street)
KIAWAH ISLAND, SC29455
4. If Amendment, Date Original Filed (MM/DD/YY)
01/09/2023
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, $0.01 par value 3,535,000( 1 ) D
Common Stock, $0.01 par value 116,000 I See Footnote( 2 )
Common Stock, $0.01 par value 22,000 I See Footnote( 3 )
Common Stock, $0.01 par value 105,000( 4 ) I See Footnote( 5 )
Common Stock, $0.01 par value 152,500( 6 ) I See Footnote( 7 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securiti es
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Long Call Option (right to buy) $ 2.5 10/28/2022 01/20/2023 Common Stock 275,000 D
Long Call Option (right to buy) $ 5 10/28/2022 01/20/2023 Common Stock 200,000 D
Long Call Option (right to buy) $ 2.5 10/28/2022 04/21/2023 Common Stock 75,000 D
Long Call Option (right to buy) $ 5 10/28/2022 04/21/2023 Common Stock 80,700 D
Long Call Option (right to buy) $ 7.5 10/28/2022 04/21/2023 Common Stock 75,000 D
Short Put Option (obligation to buy) $ 2.5 10/28/2022 01/20/2023 Common Stock 400,000 D
Short Put Option (obligation to buy) $ 5 10/28/2022 01/20/2023 Common Stock 34,500 D
Short Put Option (obligation to buy) $ 2.5 10/28/2022 04/21/2023 Common Stock 30,000 D
Short Put Option (obligation to buy) $ 2.5 10/28/2022 11/18/2022 Common Stock 23,900( 8 ) D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Wolf James G.
105, FLYWAY DRIVE
KIAWAH ISLAND, SC29455
X
Signatures
James G. Wolf 01/18/2023
Signature of Reporting Person Date
Explanation of Responses:
( 1 )This amendment to Form 3 is being filed to correct the original Form 3 filed on January 9, 2023. The original Form 3 inadvertently overstated the Reporting Person's direct holdings of common stock by 25,000 shares.
( 2 )These shares are held in qualified retirement accounts in the name, and for the benefit, of the Reporting Person.
( 3 )These shares are held in a qualified retirement account in the name, and for the benefit, of the Reporting Person's spouse. The Reporting Person has dispositive and voting control over the retirement account. The Reporting Person disclaims beneficial ownership of the securities held by this retirement account, except to the extent of his pecuniary intere st therein, and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
( 4 )This amendment to Form 3 is being filed to correct the original Form 3 filed on January 9, 2023. The original Form 3 inadvertently overstated common stock held by the Reporting Person's sibling by 5,000 shares.
( 5 )These shares are held directly by the Reporting Person's sibling. The Reporting Person maintains a power of attorney granted by the Reporting Person's sibling with respect to these shares, including voting and dispositive power over the shares. The Reporting Person has no pecuniary interest in the shares and disclaims beneficial ownership of the securities held by his sibling. This report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or the Securities Exchange Act of 1934, as amended, or for any other purpose.
( 6 )This amendment is being filed to correct the original Form 3 filed on January 9, 2023. The original Form 3 inadvertently overstated common stock held by the Reporting Person's adult children by 18,000 shares.
( 7 )These shares are held directly by one of the Reporting Person's adult children. The Reporting Person maintains a power of attorney granted by the Reporting Person's adult child with respect to these shares, including voting and dispositive power over the shares. The Reporting Person has no pecuniary interest in the shares and disclaims beneficial ownership of the securities held by his child. This report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
( 8 )The original Form 3 inadvertently omitted certain short put options with an exercise price of $2.50 per share that expired on November 18, 2022. The Reporting Person filed an amendment to Form 3 on January 12, 2023 to correct the original Form 3 filed on January 9, 2023.

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