Sec Form 4 Filing - Engelberg Jeffrey D. @ EASTMAN KODAK CO - 2021-05-18

FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person Engelberg Jeffrey D. 2. Issuer Name and Ticker or Trading Symbol EASTMAN KODAK CO [ KODK] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) X __ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below) (Last) (First) (Middle) C/O EASTMAN KODAK COMPANY, 343 STATE STREET 3. Date of Earliest Transaction (MM/DD/YY) 05/18/2021 (Street) ROCHESTER, NY14650 4. If Amendment, Date Original Filed (MM/DD/YY) 6. Individual or Joint/Group Filing (Check Applicable Line) __ X __ Form filed by One Reporting Person _____ Form filed by More than One Reporting Person (City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Common Stock, par value $.01 05/18/2021 M 7,159 A $ 0 ( 2 ) 213,680 D Common Stock, par value $.01 2,534,892 I See footnote ( 1 )

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 6. Date Exercisable and Expiration Date (MM/DD/YY) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Restricted Stock Units $ 0 ( 2 ) 05/18/2021 M 7,159 05/18/2021 05/18/2021 Common Stock, par value $.01 7,159 $ 0 0 D Stock Option (Right to Buy) $ 3.03 ( 3 ) 05/19/2027 Common Stock, par value $.01 21,081 21,081 D Stock Option (Right to Buy) $ 4.53 ( 3 ) 05/19/2027 Common Stock, par value $.01 6,416 6,416 D Stock Option (Right to Buy) $ 6.03 ( 3 ) 05/19/2027 Common Stock, par value $.01 6,416 6,416 D Stock Option (Right to Buy) $ 12 ( 3 ) 05/19/2027 Common Stock, par value $.01 3,666 3,666 D Series B Covertible Preferred Stock $ 10.5 ( 4 ) 05/28/2026 Common Stock, par value $.01 476,190 50,000 I See footnote ( 1 )

Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other Engelberg Jeffrey D. C/O EASTMAN KODAK COMPANY 343 STATE STREET ROCHESTER, NY14650 X Signatures /s/ Roger W. Byrd, Attorney-in-fact for Jeffrey D. Engelberg 05/20/2021 Signature of Reporting Person Date

Explanation of Responses:

( 1 )These securities are owned directly by C2W Partners Master Fund Limited ("C2W"). Mr. Engelberg is the managing member of Additive Advisory and Capital, LLC, which receives management fees from C2W. Mr. Engelberg disclaims beneficial ownership of the securities held by C2W and states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. ( 2 )These restricted stock units convert into common stock on a one-for-one basis. ( 3 )This option has fully vested as of the date of this report. ( 4 )The convertible preferred stock is convertible at any time, at the holder's election.

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