Sec Form 4 Filing - Brockhaus John D @ CUMMINS INC - 2022-03-01

FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person Brockhaus John D 2. Issuer Name and Ticker or Trading Symbol CUMMINS INC [ CMI] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) _____ Director _____ 10% Owner X __ Officer (give title below) _____ Other (specify below) VP-Human Resources Operations (Last) (First) (Middle) 500 JACKSON STREET 3. Date of Earliest Transaction (MM/DD/YY) 03/01/2022 (Street) COLUMBUS, IN47201 4. If Amendment, Date Original Filed (MM/DD/YY) 6. Individual or Joint/Group Filing (Check Applicable Line) __ X __ Form filed by One Reporting Person _____ Form filed by More than One Reporting Person (City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Common 03/01/2022 A 171 A $ 0 3,775 D Common 03/01/2022 F( 1 ) 60 D $ 196.07 3,715 D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 6. Date Exercisable and Expiration Date (MM/DD/YY) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Stock Option (Right-to-Buy) $ 109.09 04/04/2019 04/04/2026 Common 780 780 D Stock Option (Right-to-Buy) $ 110.6 05/03/2013 05/03/2023 Common 150 150 D Stock Option (Right-to-Buy) $ 133.94 06/26/2018 06/26/2028 Common 450 450 D Stock Option (Right-to-Buy) $ 136.82 04/02/2018 04/02/2025 Common 360 360 D Stock Option (Right-to-Buy) $ 141.13 05/01/2015 05/01/2025 Common 250 250 D Stock Option (Right-to-Buy) $ 142.12 04/06/2023 04/06/2030 Common 750 750 D Stock Option (Right-to-Buy) $ 149.34 04/02/2017 04/02/2024 Common 280 280 D Stock Option (Right-to-Buy) $ 149.72 04/03/2020 04/03/2027 Common 500 500 D Stock Option (Right-to-Buy) $ 151.07 08/13/2019 08/13/2029 Common 400 400 D Stock Option (Right-to-Buy) $ 160.1 04/03/2021 04/03/2028 Common 610 610 D Stock Option (Right-to-Buy) $ 160.63 06/01/2017 06/01/2027 Common 300 300 D Stock Option (Right-to-Buy) $ 163.43 04/04/2022 04/04/2029 Common 860 860 D Stock Option (Right-to-Buy) $ 207.04 10/01/2023 10/01/2030 Common 860 860 D

Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other Brockhaus John D 500 JACKSON STREET COLUMBUS, IN47201 VP-Human Resources Operations Signatures /s/ Sharon Barner, Attorney-in-Fact 03/03/2022 Signature of Reporting Person Date

Explanation of Responses:

( 1 )Shares withheld to satisfy tax liabilities relating to earned performance shares.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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