Sec Form 4 Filing - Brown William M @ L3HARRIS TECHNOLOGIES, INC. /DE/ - 2019-09-03

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Brown William M
2. Issuer Name and Ticker or Trading Symbol
L3HARRIS TECHNOLOGIES, INC. /DE/ [ LHX]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Chairman and CEO
(Last) (First) (Middle)
L3HARRIS TECHNOLOGIES, INC., 1025 W. NASA BOULEVARD
3. Date of Earliest Transaction (MM/DD/YY)
09/03/2019
(Street)
MELBOURNE, FL32919
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, Par Value $1.00 09/03/2019 M( 1 ) 65,000 A $ 36.66 432,443.29 ( 2 ) D
Common Stock, Par Value $1.00 09/03/2019 S( 1 ) 22,660 D $ 209.31 ( 3 ) 409,783.29 D
Common Stock, Par Value $1.00 09/03/2019 S( 1 ) 33,232 D $ 209.31 ( 4 ) 376,551.29 D
Common Stock, Par Value $1.00 09/03/2019 S( 1 ) 8,908 D $ 209.31 ( 5 ) 367,643.29 D
Common Stock, Par Value $1.00 09/03/2019 S( 1 ) 200 D $ 209.31 ( 6 ) 367,443.29 D
Common Stock, Par Value $1.00 09/04/2019 M( 1 ) 65,000 A $ 36.66 432,443.29 D
Common Stock, Par Value $1.00 09/04/2019 S( 1 ) 4,270 D $ 212.83 ( 7 ) 428,173.29 D
Common Stock, Par Value $1.00 09/04/2019 S( 1 ) 7,080 D $ 212.83 ( 8 ) 421,093.29 D
Common Stock, Par Value $1.00 09/04/2019 S( 1 ) 45,292 D $ 212.83 ( 9 ) 375,801.29 D
Common Stock, Par Value $1.00 09/04/2019 S( 1 ) 8,358 D $ 212.83 ( 10 ) 367,443.29 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Non-Qualified Stock Option (Right to Buy) $ 36.66 09/03/2019 M 65,000 11/01/2014 11/01/2021 Common Stock, Par Value $1.00 65,000 $ 0 301,552 D
Non-Qualified Stock Option (Right to Buy) $ 36.66 09/04/2019 M 65,000 11/01/2014 11/01/2021 Common Stock, Par Value $1.00 65,000 $ 0 236,552 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Brown William M
L3HARRIS TECHNOLOGIES, INC.
1025 W. NASA BOULEVARD
MELBOURNE, FL32919
X Chairman and CEO
Signatures
By: /s/ Scott T. Mikuen, Attorney-in-Fact,For William M. Brown 09/05/2019
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The exercise of options and sale of the underlying shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on August 2, 2019, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934.
( 2 )Includes a reduction of a .09 share in the Harris Corporation 401(k) Retirement Plan ("Plan") due to rounding by the Plan's record keeper.
( 3 )The shares were sold as part of an overall sale of 65,000 shares at a weighted average sale price of $209.31. The prices actually received ranged from $208.03 to $209.02. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
( 4 )The shares were sold as part of an overall sale of 65,000 shares at a weighted average sale price of $209.31. The prices actually received ranged from $209.03 to $210.01. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
( 5 )The shares were sold as part of an overall sale of 65,000 shares at a weighted average sale price of $209.31. The prices actually received ranged from $210.03 to $211.00. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
( 6 )The shares were sold as part of an overall sale of 65,000 shares at a weighted average sale price of $209.31. The prices actually received ranged from $211.03 to $211.06. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
( 7 )The shares were sold as part of an overall sale of 65,000 shares at a weighted average sale price of $212.83. The prices actually received ranged from $210.39 to $211.37. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
( 8 )The shares were sold as part of an overall sale of 65,000 shares at a weighted average sale price of $212.83. The prices actually received ranged from $211.42 to $212.41. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
( 9 )The shares were sold as part of an overall sale of 65,000 shares at a weighted average sale price of $212.83. The prices actually received ranged from $212.42 to $213.41. The reporting person will provide to the issuer, any securit y holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
( 10 )The shares were sold as part of an overall sale of 65,000 shares at a weighted average sale price of $212.83. The prices actually received ranged from $213.42 to $213.58. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Remarks:
Exhibit List:Exhibit 24 - Power of Attorney

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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