Sec Form 3 Filing - Pensions Caixa 2, Fondo De Pensiones @ New Mountain Guardian IV Income Fund, L.L.C. - 2023-07-21

Insider filing report for Changes in Beneficial Ownership
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FORM 3
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Pensions Caixa 2, Fondo De Pensiones
2. Issuer Name and Ticker or Trading Symbol
New Mountain Guardian IV Income Fund, L.L.C. [ NONE]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
PASEO DE LA CASTELLANA 189, 1ST AND 2ND FLOORS
3. Date of Earliest Transaction (MM/DD/YY)
07/21/2023
(Street)
MADRID, U328046
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
LLC Interests 5,400 I See Footnote ( 1 )
LLC Interests 326,600 I See Footnote ( 2 )
LLC Interests 218,000 I See Footnote ( 3 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Pensions Caixa 2, Fondo De Pensiones
PASEO DE LA CASTELLANA 189
1ST AND 2ND FLOORS
MADRID, U328046
X
Pensions Caixa 30, Fondo De Pensiones
PASEO DE LA CASTELLANA 189
1ST AND 2ND FLOORS
MADRID, U328046
X
Vidacaixa, S.A.U. De Seguros Y Reaseguros
PASEO DE LA CASTELLANA 189
1ST AND 2ND FLOORS
MADRID, U328046
X
CaixaBank, S.A.
CALLE PINTOR SOROLLA, 2-4
VALENCIA, U346002
X
Signatures
PENSIONS CAIXA 2, FONDO DE PENSIONES By: VidaCaixa S.A.U. De Sequros Y Reaseguros, Investment Manager, /s/ Jordi Arenillas Clavar, Deputy Director of Economics and Finance 07/21/2023
Signature of Reporting Person Date
PENSIONS CAIXA 30, FONDO DE PENSIONES By: VidaCaixa S.A.U. De Sequros Y Reaseguros, Investment Manager, /s/ Jordi Arenillas Clavar, Deputy Director of Economics and Finance 07/21/2023
Signature of Reporting Person Date
VIDACAIXA, S.A.U. DE SEGUROS Y REASEGUROS, /s/ Jordi Arenillas Clavar, Deputy Director of Economics and Finance 07/21/2023
Signature of Reporting Person Date
CAIXABANK, S.A., /s/ Jordi Arenillas Clavar, Authorized Signatory 07/21/2023
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Represents securities held directly by Pensions Caixa 2, Fondo De Pensiones ("Pension Fund 2"). Vidacaixa, S.A.U. De Seguros Y Reaseguros ("Vidacaixa") serves as the investment manager to Pension Fund 2. In turn, Vidacaixa is a direct wholly owned subsidiary of CaixaBank, S.A. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.
( 2 )Represents securities held directly by Pensions Caixa 30, Fondo De Pensiones ("Pension Fund 30"). Vidacaixa serves as the investment manager to Pension Fund 30. In turn, Vidacaixa is a direct wholly owned subsidiary of CaixaBank, S.A. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.
( 3 )Represents securities held directly by Vidacaixa. Vidacaixa is a direct wholly owned subsidiary of CaixaBank, S.A. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

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