Sec Form 5 Filing - DIMON JAMES @ JPMORGAN CHASE & CO - 2018-12-31

Insider filing report for Changes in Beneficial Ownership
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FORM 5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
DIMON JAMES
2. Issuer Name and Ticker or Trading Symbol
JPMORGAN CHASE & CO [ JPM]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Chairman & CEO
(Last) (First) (Middle)
383 MADISON AVENUE
3. Date of Earliest Transaction (MM/DD/YY)
12/31/2018
(Street)
NEW YORK, NY10179-0001
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/12/2018 G V 389,808 A $ 0 1,358,768 ( 1 ) I By Family Trusts
Common Stock 02/12/2018 G V 389,808 D $ 0 4,254,846 ( 2 ) I By GRATs
Common Stock 306,168 ( 2 ) D
Common Stock 7,540.0959 I By 401(k)
Common Stock 115,800 I By LLC ( 3 )
Common Stock 425,441 ( 4 ) I By Spouse
Common Stock 959,559 ( 4 ) I By Spouse's GRATs
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
DIMON JAMES
383 MADISON AVENUE
NEW YORK, NY10179-0001
X Chairman & CEO
Signatures
/s/ David Gillis under POA 02/14/2019
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Upon termination of a Grantor Retained Annuity Trust, 389,808 shares were transferred Grantor Retained Annuity Trust to Family Trusts as beneficiaries.
( 2 )Amount owned directly reflects 258,681 shares transferred from a Grantor Retained Annuity Trust to the Grantor on January 31, 2018. This transfer is exempt from Section 16 pursuant to Rule 16a-3.
( 3 )Reporting person disclaims beneficial ownership of such shares except to the extent of any pecuniary interest.
( 4 )Amount owned directly by Spouse reflects 10,966 and 414,475 shares transferred from a Grantor Retained Annuity Trust to the Grantor on February 12, 2018 and November 9, 2018 respectively. These transfers are exempt from Section 16 pursuant to Rule 16a-13.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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