Sec Form 4 Filing - Rikkers Laing @ ProSomnus, Inc. - 2023-09-20

FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person Rikkers Laing 2. Issuer Name and Ticker or Trading Symbol ProSomnus, Inc. [ OSA] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) X __ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below) (Last) (First) (Middle) 5675 GIBRALTAR AVENUE 3. Date of Earliest Transaction (MM/DD/YY) 09/20/2023 (Street) PLEASANTON, CA94588 4. If Amendment, Date Original Filed (MM/DD/YY) 6. Individual or Joint/Group Filing (Check Applicable Line) __ X __ Form filed by One Reporting Person _____ Form filed by More than One Reporting Person (City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 6. Date Exercisable and Expiration Date (MM/DD/YY) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Series A Preferred Stock $ 1 ( 1 ) 09/20/2023 A( 2 ) 25 09/20/2023 ( 1 ) Common Stock 25,000 ( 2 ) 25 I See footnote ( 3 ) Warrants (right to buy) $ 1 09/20/2023 A( 2 ) 25,000 ( 4 ) 09/20/2028 Common Stock 25,000 ( 2 ) 25,000 I See footnote ( 3 ) Series A Preferred Stock $ 1 ( 1 ) 09/20/2023 A( 2 ) 25 09/20/2023 ( 1 ) Common Stock 25,000 ( 2 ) 25 I See footnote ( 5 ) Warrants (right to buy) $ 1 09/20/2023 A( 2 ) 25,000 ( 4 ) 09/20/2028 Common Stock 25,000 ( 2 ) 25,000 I See footnote ( 5 ) Series A Preferred Stock $ 1 ( 1 ) 09/20/2023 A( 2 ) 150 09/20/2023 ( 1 ) Common Stock 150,000 ( 2 ) 150 I See footnote ( 6 ) Warrants (right to buy) $ 1 09/20/2023 A( 2 ) 150,000 ( 4 ) 09/20/2028 Common Stock 150,000 ( 2 ) 150,000 I See footnote ( 6 )

Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other Rikkers Laing 5675 GIBRALTAR AVENUE PLEASANTON, CA94588 X Signatures /s/ Brian B. Dow, Attorney-in-fact 09/21/2023 Signature of Reporting Person Date

Explanation of Responses:

( 1 )The Series A Preferred Stock is convertible (subject to certain conversion limitations prior to the Issuer obtaining stockholder approval of the transactions contemplated by the SPA) into Common Stock at the Reporting Person's election at $1 per share, which conversion price may be adjusted in accordance withe the terms of the Series A Preferred Stock, and has no expiration date. ( 2 )The Reporting Person acquired the shares and warrants pursuant to the terms of that certain Securities Purchase Agreement by and among the Issuer and the investors named therein, as disclosed in the Current Report on Form 8-K filed by the Issuer with the SEC on September 21, 2023 (the "SPA"). ( 3 )Shares are held by Leander Swift Rikkers 2002 Trust for the benefit of the Reporting Person's child. The Reporting Person serves as trustee of this trust. The Reporting Person disclaims beneficial ownership of these shares to the extent that she does not have a pecuniary interest in them. ( 4 )The warrants become exercisable upon the Issuer obtaining shareholder approval of the transactions contemplated by the SPA. ( 5 )Shares are held by Laura Laing Rikkers 2004 Trust for the benefit of the Reporting Person's child. The Reporting Person serves as trustee of this trust. The Reporting Person disclaims beneficial ownership of these shares to the extent that she does not have a pecuniary interest in them. ( 6 )Shares are held by Trust U/A 4/29/83 fbo Laing F. Rikkers.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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