Sec Form 4 Filing - Lim Sen Ming @ 5E Advanced Materials, Inc. - 2022-06-29

FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person Lim Sen Ming 2. Issuer Name and Ticker or Trading Symbol 5E Advanced Materials, Inc. [ FEAM] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) X __ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below) (Last) (First) (Middle) C/O 5E ADVANCED MATERIALS, INC., 19500 STATE HIGHWAY 249 SUITE 125 3. Date of Earliest Transaction (MM/DD/YY) 06/29/2022 (Street) HOUSTON, TX77070 4. If Amendment, Date Original Filed (MM/DD/YY) 6. Individual or Joint/Group Filing (Check Applicable Line) __ X __ Form filed by One Reporting Person _____ Form filed by More than One Reporting Person (City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Common Stock 04/27/2023 F 1,370 D $ 2.72 77,331 D Common Stock 5,128,206 I By Virtova Capital Management Limited

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 6. Date Exercisable and Expiration Date (MM/DD/YY) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Director Share Units ( 1 ) ( 2 ) 06/29/2022 A 3,701 ( 2 ) ( 2 ) Common Stock 3,701 $ 0 3,701 D Director RSUs ( 1 ) ( 3 ) 07/01/2022 A 1,300 ( 3 ) ( 3 ) Common Stock 1,300 $ 0 5,001 D Director RSUs ( 1 ) ( 4 ) 10/01/2022 A 1,470 ( 4 ) ( 4 ) Common Stock 1,470 $ 0 6,471 D Director RSUs ( 1 ) ( 5 ) 01/01/2023 A 1,587 ( 5 ) ( 5 ) Common Stock 1,587 $ 0 8,058 D

Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other Lim Sen Ming C/O 5E ADVANCED MATERIALS, INC. 19500 STATE HIGHWAY 249 SUITE 125 HOUSTON, TX77070 X Signatures /s/ Paul Weibel as Attorney-in-Fact 06/01/2023 Signature of Reporting Person Date

Explanation of Responses:

( 1 )As further described in 5E Advanced Materials, Inc.'s (the "Issuer" and the "Company") proxy statement (the "2022 Proxy Statement") for its 2022 Annual Meeting of Stockholders (the "2022 Annual Meeting"), all prior awards of stock options, restricted share units, performance share units, director share units, performance cash units, and other equity-based awards (the "Awards") granted under the Plan to former and directors of the Company were cancelled or forfeited. The Company's shareholders approved the re-issuance of certain Awards (or shares of the Company's common stock referable to those Awards) to the Company's current directors, as described herein. ( 2 )Represents director share units ("DSUs") with an effective grant date of June 29, 2022 pursuant to the the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under ASX listing rules. Each DSU represents a right to receive one share of 5E Advanced Materials, Inc. common stock. Fifty percent vested on the date of the 2022 Annual Meeting with remaining vesting on the date of the Company's 2023 Annual Meeting of Stockholders (the "2023 Meeting"). ( 3 )Represents RSUs with an effective grant date of July 1, 2022 pursuant to the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a right to receive one share of 5E Advanced Materials, Inc. common stock, and will vest on July 1, 2023. ( 4 )Represents RSUs with an effective grant date of October 1, 2022 pursuant to the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a right to receive one share of 5E Advanced Materials, Inc. common stock, and will vest on July 1, 2023. ( 5 )Represents RSUs with an effective grant date of January 1, 2023 pursuant to the Plan, which Plan and grants were ratified and approved at the Issuer's 2022 Annual Meeting of Stockholders as required under applicable ASX listing rules. Each RSU represents a right to receive one share of 5E Advanced Materials, Inc. common stock, and will vest on July 1, 2023.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

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