Sec Form 4 Filing - BRYETT WESLEY ALEXANDER @ A.K.A. BRANDS HOLDING CORP. - 2023-09-06

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
BRYETT WESLEY ALEXANDER
2. Issuer Name and Ticker or Trading Symbol
A.K.A. BRANDS HOLDING CORP. [ AKA]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
100 MONTGOMERY STREET, SUITE 1600
3. Date of Earliest Transaction (MM/DD/YY)
09/06/2023
(Street)
SAN FRANCISCO, CA94104
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value $0.001 per share 20,591,189 I See Footnote ( 1 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options (right to buy) ( 2 ) $ 0.53 09/06/2023 A 1,000,000 ( 2 ) 09/06/2033 Common Stock, par value $0.001 per share 1,000,000 $ 0 1,000,000 D
Stock Options (right to buy) ( 2 ) $ 5 09/06/2023 A 1,000,000 ( 2 ) 09/06/2033 Common Stock, par value $0.001 per share 1,000,000 $ 0 1,000,000 D
Stock Options (right to buy) ( 2 ) $ 10 09/06/2023 A 1,000,000 ( 2 ) 09/06/2033 Common Stock, par value $0.001 per share 1,000,000 $ 0 1,000,000 D
Stock Options (right to buy) ( 2 ) $ 15 09/06/2023 A 2,000,000 ( 2 ) 09/06/2033 Common Stock, par value $0.001 per share 2,000,000 $ 0 2,000,000 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
BRYETT WESLEY ALEXANDER
100 MONTGOMERY STREET, SUITE 1600
SAN FRANCISCO, CA94104
X X
BRYETT ENTERPRISES PTY LTD.
100 MONTGOMERY STREET, SUITE 1600
SAN FRANCISCO, CA94104
X
BRYETT ENTERPRISES TRUST
100 MONTGOMERY STREET, SUITE 1600
SAN FRANCISCO, CA94104
X
Signatures
/s/ Ciaran Long, as attorney-in-fact for Wesley Bryett 09/08/2023
Signature of Reporting Person Date
/s/ Ciaran Long, as attorney-in-fact for Bryett Enterprises Party Ltd. 09/08/2023
Signature of Reporting Person Date
/s/ Ciaran Long, as attorney-in-fact for The Bryett Enterprises Trust 09/08/2023
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Represents 20,591,189 shares of common stock held of record by The Bryett Enterprises Trust. The Bryett Enterprises Trust's primary beneficiaries are Eirin Bryett and Wesley Bryett and The Bryett Enterprises Trust is 100% owned by the Bryett Enterprises Pty Ltd., whose sole director is Wesley Bryett and whose two shareholders are Eirin Bryett and Wesley Bryett. Wesley Bryett has sole voting and dispositive power over the 20,591,189 shares of common stock held of record by The Bryett Enterprises Trust.
( 2 )Represents performance-based stock options that may be earned in four separate tranches based on the achievement of predetermined per share stock price goals for each tranche. The performance-based stock options shall vest and become exercisable on the later of (i) the first anniversary of the grant date and (ii) the date on which the per share stock price goal of the applicable tranche is met, as set forth in the option award agreement, and subject to the Reporting Person's continued service with the Company through such date, subject to the terms as set forth in the option award agreement. The per share stock price will be determined by the trailing 20-day average closing price of the Common Stock or, in the event of a change in control of the Company, the consideration paid by an acquiror.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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