Sec Form 4 Filing - Belardi James Richard @ Apollo Global Management, Inc. - 2022-09-02

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Belardi James Richard
2. Issuer Name and Ticker or Trading Symbol
Apollo Global Management, Inc. [ APO]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
CEO of Athene Holding Ltd.
(Last) (First) (Middle)
C/O APOLLO GLOBAL MANAGEMENT, INC., 9 WEST 57TH STREET, 42ND FLOOR
3. Date of Earliest Transaction (MM/DD/YY)
09/02/2022
(Street)
NEW YORK, NY10019
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/02/2022 G V 1,104,966( 1 ) D $ 0 0 I By Belardi 2019 GRAT
Common Stock 09/02/2022 G V 1,104,966( 1 ) A $ 0 1,104,966 I By Belardi 2019 GST Non-Exempt Descendants Trust( 6 )
Common Stock 09/07/2022 G V 35,798 D $ 0 649,992( 1 )( 2 ) D
Common Stock 12/01/2022 G V 23,181 D $ 0 515,732( 3 ) D
Common Stock 338,162( 3 )( 4 )( 5 ) I By James and Leslie Belardi Family Trust
Common Stock 178,481( 5 ) I By Belardi 2020 GRAT
Common Stock 373,219 I By Belardi Family Irrevocable Trust( 6 )
Common Stock 1,870,597 I JB Athene Investments, LLC
Common Stock 1,523,410 I JB Athene Investments II, LLC
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Belardi James Richard
C/O APOLLO GLOBAL MANAGEMENT, INC.
9 WEST 57TH STREET, 42ND FLOOR
NEW YORK, NY10019
X CEO of Athene Holding Ltd.
Signatures
/s/ Jessica L. Lomm, as Attorney-in-Fact 12/20/2022
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Upon termination of the Belardi 2019 GRAT, 1,104,966 shares were distributed to the remainder beneficiary, Belardi 2019 GST Non-Exempt Descendants Trust u/a dated August 8, 2019, Preston Johnson, Trustee. The remaining 493,586 shares were previously transferred by the Belardi 2019 GRAT to the reporting person, which transfer was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and continue to be reported in this Form 4 as directly owned.
( 2 )Reported amount includes 111,079 restricted stock units ("RSUs"). RSUs represent the contingent right to receive shares of Apollo Global Management, Inc. pursuant to an equity plan administered by Apollo Global Management, Inc.
( 3 )Reported amounts have been adjusted to reflect the transfer of 111,079 RSUs, previously reported as directly owned by the reporting person, to the James and Leslie Belardi Family Trust, which transfer was exempt from Section 16 pursuant to Rule 16a-13 under the Exchange Act.
( 4 )Reported amount includes 208,697 RSUs.
( 5 )Reported amounts have been adjusted to reflect the 24,650 shares previously transferred by the Belardi 2020 GRAT to the James and Leslie Belardi Family Trust, which transfer was exempt from Section 16 pursuant to Rule 16a-13 under the Exchange Act.
( 6 )The reporting person does not serve as trustee of either the Belardi Family Irrevocable Trust or the Belardi 2019 GST Non-Exempt Descendants Trust, and disclaims beneficial ownership of the shares reported as indirectly owned through such trusts, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 of the Exchange Act, or for any other purpose.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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