Sec Form 3 Filing - Duvivier Raphael @ Krispy Kreme, Inc. - 2023-06-01

Insider filing report for Changes in Beneficial Ownership
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FORM 3
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Duvivier Raphael
2. Issuer Name and Ticker or Trading Symbol
Krispy Kreme, Inc. [ DNUT]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Chief Development Officer
(Last) (First) (Middle)
2116 HAWKINS STREET
3. Date of Earliest Transaction (MM/DD/YY)
06/01/2023
(Street)
CHARLOTTE, NC28203
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 149,930 D ( 1 )
Common Stock 75,025 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Duvivier Raphael
2116 HAWKINS STREET
CHARLOTTE, NC28203
Chief Development Officer
Signatures
/s/ Rebecca Morley, Attorney-in-Fact 06/05/2023
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Comprised of RSUs awarded: Apr 1, 2019 vesting 8,894 on Oct 1, 2023; May 20, 2019 vesting 54,265 on Nov 20, 2023; Apr 1, 2020 vesting 7,142 on Oct 1, 2024; Apr 1, 2021 vesting 6,654 on Oct 1, 2025; May 17, 2021 vesting 8,870 on May 17, 2024 and 8,873 on Nov 17, 2025; Apr 4, 2022 vesting 6,211 on Apr 4, 2025, 2,070 on April 4, 2026, and 2,071 on Apr 4, 2027; May 9, 2023 vesting 16,621 on May 16, 2025, 5,540 on May 16, 2026, and 5,540 on May 16, 2027; May 9, 2023 vesting 5,922 on May 9, 2026, 1,973 on May 9, 2027, and 1,974 on May 9, 2028; and May 9, 2023 vesting 7,310 on May 9, 2026.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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