Sec Form 3 Filing - JAB Indulgence B.V. @ Krispy Kreme, Inc. - 2021-06-30

Insider filing report for Changes in Beneficial Ownership
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FORM 3
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
JAB Indulgence B.V.
2. Issuer Name and Ticker or Trading Symbol
Krispy Kreme, Inc. [ DNUT]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
PIET HEINKADE 55,
3. Date of Earliest Transaction (MM/DD/YY)
06/30/2021
(Street)
AMSTERDAM, P71019 GM
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value $0.01 per share 124,812,190 I KK G.P. ( 1 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
JAB Indulgence B.V.
PIET HEINKADE 55
AMSTERDAM, P71019 GM
X
JAB Holdings B.V.
PIET HEINKADE 55
AMSTERDAM, P71019 GM
X
JAB Investments S.a r.l.
4, RUE JEAN MONNET
LUXEMBOURG, N4L-2180
X
JAB Holding Co s.a r.l.
4, RUE JEAN MONNET
LUXEMBOURG, N4L-2180
X
Joh. A. Benckiser B.V.
PIET HEINKADE 55
AMSTERDAM, P71019 GM
X
Agnaten SE
4, RUE JEAN MONNET
LUXEMBOURG, N4L-2180
X
Lucresca SE
4, RUE JEAN MONNET
TOP 10
LUXEMBOURG, N4L-2180
X
Signatures
/s/ Joachim Creus, Director of JAB Indulgence B.V.; /s/ Frank Engelen, Director of JAB Indulgence B.V. 06/30/2021
Signature of Reporting Person Date
/s/ Joachim Creus, Director of JAB Holdings B.V.; /s/ Frank Engelen, Director of JAB Holdings B.V. 06/30/2021
Signature of Reporting Person Date
/s/ Joachim Creus, Manager of JAB Investments s.a r.l.; /s/ Philippe Chenu, Manager of JAB Investments s.a r.l. 06/30/2021
Signature of Reporting Person Date
/s/ Constantin Thun, Manager of JAB Holding Company s.a r.l.; /s/ Joachim Creus, Manager of JAB Holding Company s.a r.l. 06/30/2021
Signature of Reporting Person Date
/s/ Joachim Creus, Director of Joh. A. Benckiser B.V.; /s/ Frank Engelen, Director of Joh. A. Benckiser B.V. 06/30/2021
Signature of Reporting Person Date
/s/ Joachim Creus, Authorized Representative of Lucresca SE 06/30/2021
Signature of Reporting Person Date
/s/ Joachim Creus, Authorized Representative of Agnaten SE 06/30/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The shares of common stock, par value $0.01 per share, of Krispy Kreme, Inc. described in this report are held by KK G.P., an indirect subsidiary of each Reporting Person herein. As such, each Reporting Person herein may be deemed to beneficially own such shares held by KK G.P. Each of the Reporting Persons disclaims any beneficial ownership of such shares, except to the extent of its pecuniary interests therein.

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