Sec Form 4 Filing - ALON ZVI @ TIGO ENERGY, INC. - 2023-08-28

FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person ALON ZVI 2. Issuer Name and Ticker or Trading Symbol TIGO ENERGY, INC. [ TYGO] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) X __ Director X __ 10% Owner X __ Officer (give title below) _____ Other (specify below) Chief Executive Officer (Last) (First) (Middle) 655 CAMPBELL TECHNOLOGY PKWY,, STE 150 3. Date of Earliest Transaction (MM/DD/YY) 08/28/2023 (Street) CAMPBELL, CA95008 4. If Amendment, Date Original Filed (MM/DD/YY) 6. Individual or Joint/Group Filing (Check Applicable Line) __ X __ Form filed by One Reporting Person _____ Form filed by More than One Reporting Person (City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Common Stock 08/28/2023 M 13,300 A $ 0.2571 187,213 ( 1 ) D Common Stock 08/28/2023 S 13,300 ( 2 ) D $ 11.35 ( 3 ) 173,913 D Common Stock 08/29/2023 M 7,900 A $ 0.2571 181,813 ( 1 ) D Common Stock 08/29/2023 S 7,900 ( 2 ) D $ 11.15 ( 4 ) 173,913 D Common Stock 1,774,826 I By Revocable Trust Common Stock 12,689,306 I By Alon Ventures, LLC

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 6. Date Exercisable and Expiration Date (MM/DD/YY) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Stock Option (right to buy) $ 0.2571 08/28/2023 M 13,300 ( 5 ) 10/31/2023 Common Stock 13,300 $ 0 553,376 D Stock Option (right to buy) $ 0.2571 08/29/2023 M 7,900 ( 5 ) 10/31/2023 Common Stock 7,900 $ 0 545,476 D

Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other ALON ZVI 655 CAMPBELL TECHNOLOGY PKWY, STE 150 CAMPBELL, CA95008 X X Chief Executive Officer Signatures /s/ Bill Roeschlein, as attorney-in-fact 08/30/2023 Signature of Reporting Person Date

Explanation of Responses:

( 1 )Includes 173,913 shares of common stock, par value $0.0001 per share ("Common Stock"), underlying restricted stock units ("RSUs") granted to the reporting person on August 11, 2023 (the "Grant Date") pursuant to the Issuer's 2023 Incentive Plan. One-Third (1/3) of the RSUs shall vest, and an equal number of shares of Common Stock will be deliverable to the reporting person, on each of the first three anniversaries of the Grant Date, subject to continued service through each such vesting date. ( 2 )Represents shares of Common Stock that were sold to satisfy the exercise price and tax withholding obligations due upon the exercise of a stock option that was to expire on October 31, 2023. ( 3 )Represents the weighted average sale price. The shares were sold in multiple transactions at prices ranging from $10.89 to $11.60. ( 4 )Represents the weighted average sale price. The shares were sold in multiple transactions at prices ranging from $10.95 to $11.57. ( 5 )The stock option was immediately exercisable on April 14, 2014, which was the date of grant.

Remarks: The reporting person undertakes to provide to Tigo Energy, Inc., any security holder of Tigo Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price, with respect to all transactions reported on this Form 4.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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