Sec Form 4 Filing - LOCC Sponsor, LLC @ Live Oak Crestview Climate Acquisition Corp. - 2021-11-08

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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
LOCC Sponsor, LLC
2. Issuer Name and Ticker or Trading Symbol
Live Oak Crestview Climate Acquisition Corp. [ LOCC]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
40 S MAIN STREET, #2550
3. Date of Earliest Transaction (MM/DD/YY)
11/08/2021
(Street)
MEMPHIS, TN38103
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Stock ( 1 ) 11/08/2021 J( 2 ) 750,000 ( 1 ) ( 1 ) Class A Common Stock 750,000 ( 1 ) 4,073,864( 2 ) D
Class B Common Stock ( 1 ) 11/08/2021 S 85,000 ( 1 ) ( 1 ) Class A Common Stock 85,000 ( 1 ) 3,988,864( 2 ) D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
LOCC Sponsor, LLC
40 S MAIN STREET, #2550
MEMPHIS, TN38103
X
Signatures
/s/ Gary K. Wunderlich, Jr. as Attorney-in-Fact for LOCC Sponsor, LLC 11/10/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The Class B Common Stock, par value $0.0001 per share (the "Class B Common Stock"), of Live Oak Crestview Climate Acquisition Corp. (the "Issuer") will convert into shares of the Issuer's Class A Common Stock, par value $0.0001 per share, after the Issuer's initial business combination, on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.
( 2 )The Class B Common Stock owned by LOCC Sponsor, LLC included up to 750,000 shares of Class B Common Stock that were subject to forfeiture if the underwriters in the Issuer's initial public offering did not exercise their over-allotment option. Because the underwriters did not exercise their over-allotment option, LOCC Sponsor, LLC forfeited 750,000 shares of Class B Common Stock on November 8, 2021 for cancellation by the Issuer.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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